Michael E. Rutler

TRUIST ADVISORY SERVICES

MCLEAN, VA 22102

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CRD#: 4856185

Professional summary

Michael E Rutler, who also goes by Michael Rutler, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mclean, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Mclean, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Rutler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARLAN FOREST CITIZENS ASSOCIATION POSITION: Treasurer NATURE: "The Marlan Forest Citizens' Association (MFCA) is inclusive of the 107 homes that are located in the Fairfax County subdivision known as Marlan Forest. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2022 ADDRESS: Alexandria VA, United States DESCRIPTION: I estimate spending about 2 hours per month on MFCA-related items including a monthly meeting and volunteer yard maintenance of our scant community property. The Treasurer role involves: collecting voluntary donations (combination of checks and digital payments). In the past, these funds have been used to offset costs associated with maintenance of community space as well as a few social gatherings. I will be depositing checks, reporting to the Board the amounts collected, amounts spent, identifying and helping decision other financial decisions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Rutler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2016 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 8200 Greensboro Dr Ste 100a, Mclean, VA 22102

RIA

CRD#: 283390

MCLEAN, VA

Current

April 28, 2015 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 8200 Greensboro Dr Fl 10, Mclean, VA 22102

CRD#: 17499

Mclean, VA

Past

April 28, 2015 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

RICHMOND, VA

Past

June 18, 2013 - April 21, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MCLEAN, VA

Past

June 18, 2013 - April 21, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MCLEAN, VA

Past

November 19, 2012 - May 20, 2013

MORGAN STANLEY

RIA

CRD#: 149777

WASHINGTON, DC

Past

June 27, 2012 - May 20, 2013

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

June 9, 2005 - August 3, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(3/28/2017)

New Jersey
(9/22/2018)

New York
(9/22/2018)

Virginia
(4/28/2015)

IAR

Virginia
(9/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/6/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/2/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/31/2009

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael E. Rutler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Rutler's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2012

SIE

Date: 10/1/2018

Series 31

Date: 8/6/2012

Series 7

Date: 5/2/2005

Series 9

Date: 8/31/2009

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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