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CA

Carl J. Aycock

PATHWAY PLANNING
BROOKHAVEN, MS 39601
Some features on this profile are disabled
CRD#: 4856181
CA

Professional summary

Carl Jackson Aycock is a registered financial advisor currently at PATHWAY PLANNING INC located in Brookhaven, Mississippi.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Carl has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Jackson Aycock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2004 - Present

PATHWAY PLANNING INC

Office #1: 123 S. Railroad Ave., Brookhaven, MS 39601
RIA
CRD#: 117051
BROOKHAVEN, MS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Mississippi
(9/30/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2004
Uniform Investment Adviser Law Examination

Current Firm

PP
PATHWAY PLANNING INC
PATHWAY PLANNING INC

CRD#: 117051 / SEC#:

Mississippi
Registered Investment Advisory firm - (8/11/1992 Approved)
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Contact information

Main Address
123 South Railroad Avenue, Brookhaven, MS 39601
Mailing Address
123 South Railroad Ave, Brookhaven, MS 39601
Phone number
(601) 833-2129
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts23
AUM (Assets Under Management)$ 12,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PATHWAY PLANNING INC

CRD#: 117051Brookhaven, MS 39601

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