Roger D. Hudgins

KESTRA ADVISORY SERVICES

Pawleys Island, SC 29585

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CRD#: 4855762

Professional summary

Roger Dale Hudgins Jr, who also goes by Roger Dale Hudgins Jr., Roger Dale Hudgins, Roger Hudgins, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pawleys Island, South Carolina and KESTRA INVESTMENT SERVICES, LLC located in Hartsville, South Carolina.

Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Roger has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roger Dale Hudgins Jr. | Roger Dale Hudgins | Roger Hudgins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/08/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DEFINE WEALTH FINANCIAL GROUP POSITION: Senior Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/08/2025 ADDRESS: 146 Cargill Way, Suite A, Hartsville SC 29550, United States DESCRIPTION: I help solicit business, setup the accounts, and assist with the ongoing management and service of the accounts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Dale Hudgins Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 11270 Ocean Highway, Suite B, Pawleys Island, SC 29585Office #2: 146 Cargill Way, Suite A, Hartsville, SC 29550

RIA

CRD#: 283330

Pawleys Island, SC

Current

September 24, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 146 Cargill Way Suite A, Hartsville, SC 29550Office #2: 11270 Ocean Highway Suite B, Pawleys Island, SC 29585

CRD#: 42046

Hartsville, SC

Past

July 21, 2021 - September 25, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

PAWLEYS ISLAND, SC

Past

July 21, 2021 - September 25, 2025

LPL FINANCIAL LLC

CRD#: 6413

PAWLEYS ISLAND, SC

Past

August 1, 2013 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

HARTSVILLE, SC

Past

July 9, 2013 - July 21, 2021

WADDELL & REED

CRD#: 866

HARTSVILLE, SC

Past

January 4, 2005 - February 5, 2013

WADDELL & REED

RIA

CRD#: 866

COLUMBIA, SC

Past

November 16, 2004 - February 5, 2013

WADDELL & REED

CRD#: 866

COLUMBIA, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/26/2025)

Arizona
(9/24/2025)

Florida
(9/24/2025)

Georgia
(9/24/2025)

Kansas
(9/24/2025)

Kentucky
(9/24/2025)

Maine
(9/24/2025)

Massachusetts
(9/24/2025)

Mississippi
(9/24/2025)

Missouri
(9/24/2025)

Nevada
(9/24/2025)

New Jersey
(9/24/2025)

New York
(9/24/2025)

North Carolina
(9/26/2025)

Pennsylvania
(9/24/2025)

South Carolina
(9/24/2025)

IAR

South Carolina
(9/24/2025)

Tennessee
(9/24/2025)

Texas
(9/24/2025)

IAR

Texas
(9/24/2025)

Vermont
(9/24/2025)

Virginia
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roger D. Hudgins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Dale Hudgins Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2004

Series 63

Date: 12/3/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2013

Series 6

Date: 11/15/2004

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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