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Derek Curtis Andersen

SAMMONS FINANCIAL NETWORK
WEST DES MOINES, IA
·CRD# 4855210·21 years experience

Professional Summary

Derek Curtis Andersen, who also goes by Derek Anderson, is a registered financial advisor currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa. Derek is registered as a RR (Registered Representative) and started their career in finance in 2005. Derek has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derek Anderson

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SAMMONS FINANCIAL NETWORK, LLC·CRD# 158538
BD
8300 Mills Civic Parkway, West Des Moines, IA 50266
August 6, 2024 - Present
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
October 27, 2017 - July 22, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
May 20, 2016 - October 9, 2017
NEXPOINT SECURITIES, INC.·CRD# 165013
BD
Dallas, TX
January 2, 2014 - March 22, 2016
NEXBANK SECURITIES INC·CRD# 133267
BD
Dallas, TX
January 10, 2013 - January 6, 2014
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Hartford, CT
April 17, 2007 - January 28, 2013
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Tampa, FL
July 12, 2006 - April 11, 2007
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Tampa, FL
January 3, 2006 - April 11, 2007
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
January 18, 2005 - December 13, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
January 18, 2005 - December 13, 2005

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Current Firm

SF
SAMMONS FINANCIAL NETWORK, LLC

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538 / SEC#: 8-68905
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Phone Number

(855) 624-0180

Established

Delaware since 06/09/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAMMONS FINANCIAL GROUP, INC.MANAGING MEMBER/ ELECTED MANAGER—
DYKHUIS, ARLEN GLENNFINOP PRINCIPAL5285074
LOWE, BILL LEOPRESIDENT2328135
SURETTE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER5217627

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/6/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Derek Curtis Andersen's CRS (Customer Relationship Summary).

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