Derek C. Andersen

SAMMONS FINANCIAL NETWORK

West Des Moines, IA 50266

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CRD#: 4855210

Professional summary

Derek Curtis Andersen, who also goes by Derek Anderson, is a registered financial professional currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa.

Derek is registered as a RR (Registered Representative) and started their career in finance in 2005. Derek has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Derek Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Curtis Andersen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2024 - Present

SAMMONS FINANCIAL NETWORK, LLC

Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266

CRD#: 158538

West Des Moines, IA

Past

October 27, 2017 - July 22, 2024

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

May 20, 2016 - October 9, 2017

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 2, 2014 - March 22, 2016

NEXPOINT SECURITIES, INC.

CRD#: 165013

DALLAS, TX

Past

January 10, 2013 - January 6, 2014

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

April 17, 2007 - January 28, 2013

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

July 12, 2006 - April 11, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

TAMPA, FL

Past

January 3, 2006 - April 11, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

TAMPA, FL

Past

January 18, 2005 - December 13, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 18, 2005 - December 13, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/6/2024)

Georgia
(8/6/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538 / SEC#: , 8-68905

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Phone number

(855) 624-0180

Established

Delaware since 06/09/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAMMONS SECURITIES, INC.	MANAGING MEMBER/ELECTED MANAGER
DYKHUIS, ARLEN GLENN	FINOP PRINCIPAL	5285074
LOWE, BILL LEO	PRESIDENT	2328135
SURETTE, STEPHANIE ANN	CHIEF COMPLIANCE OFFICER	5217627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek C. Andersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Curtis Andersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFUNDS DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

NEXPOINT SECURITIES, INC.

NEXBANK SECURITIES INC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/17/2005

FINRA

Current Firm

SAMMONS FINANCIAL NETWORK, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAMMONS FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

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