SR
Susanna L. Rountree
TRUIST ADVISORY SERVICES
RICHMAOND, VA 23286
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CRD#: 4854516
SR
Professional summary
Susanna Lynn Rountree, who also goes by Susie L Rountree, Susanna Lynn Sanderson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmaond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Susanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Susanna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susie L Rountree | Susanna Lynn Sanderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: PROPERTY OWNER NATURE: MY HUSBANDAND IOWNA CONDO, AND THE TENANT MOVES IN TODAY, SEPTEMBER 25. THE RENTAL CHECKS WILL BE DEPOSITED INTO A JOINT ACCOUNT FOR MY HUSBAND AND ME. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 09/15/2014
ADDRESS: , NORFOLK VA
DESCRIPTION: HELP ENSURE IF THERE ARE ANY QUESTIONS ON THE PROPERTY OR ISSUES THAT ARISE, TENANT AND PROPERTY ARE TAKEN CARE OF.
CRS (Client Relationship Summary) - RIA
Click below to view Susanna Lynn Rountree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmaond, VA 23286RIA
CRD#: 283390
RICHMAOND, VA
Current
November 16, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23224BD
CRD#: 17499
Richmond, VA
Past
November 16, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RICHMOND, VA
Past
July 17, 2009 - November 27, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEWPORT NEWS, VA
Past
July 17, 2009 - November 27, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
NEWPORT NEWS, VA
Past
May 5, 2008 - February 17, 2009
MICG INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 104028
NEWPORT NEWS, VA
Past
January 1, 2008 - February 17, 2009
MICG INVESTMENT MANAGEMENT, LLC
BD
CRD#: 104028
NEWPORT NEWS, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/7/2021)
RR
Alaska(9/30/2019)
RR
Arizona(2/26/2013)
RR
Arkansas(4/7/2021)
RR
California(4/7/2021)
RR
Colorado(5/24/2016)
RR
Connecticut(4/7/2021)
RR
Delaware(4/7/2021)
RR
District of Columbia(2/26/2013)
RR
Florida(2/26/2013)
RR
Georgia(2/26/2013)
RR
Hawaii(2/6/2017)
RR
Idaho(4/7/2021)
RR
Illinois(4/7/2021)
RR
Indiana(4/7/2021)
RR
Iowa(4/7/2021)
RR
Kansas(4/7/2021)
RR
Kentucky(4/7/2021)
RR
Louisiana(4/7/2021)
RR
Maine(4/7/2021)
RR
Maryland(2/26/2013)
RR
Massachusetts(1/4/2017)
RR
Michigan(1/13/2016)
RR
Minnesota(10/13/2020)
RR
Mississippi(4/7/2021)
RR
Missouri(4/7/2021)
RR
Montana(4/7/2021)
RR
Nebraska(4/7/2021)
RR
Nevada(4/7/2021)
RR
New Hampshire(4/7/2021)
RR
New Jersey(2/26/2013)
RR
New Mexico(6/2/2015)
RR
New York(11/12/2014)
RR
North Carolina(2/26/2013)
RR
North Dakota(4/7/2021)
RR
Ohio(1/19/2017)
RR
Oklahoma(5/13/2016)
RR
Oregon(4/7/2021)
RR
Pennsylvania(2/26/2013)
RR
Puerto Rico(4/7/2021)
RR
Rhode Island(4/7/2021)
RR
South Carolina(2/3/2014)
RR
South Dakota(4/7/2021)
RR
Tennessee(4/7/2021)
RR
Texas(4/7/2021)
RR
Utah(4/7/2021)
RR
Vermont(4/7/2021)
RR
Virgin Islands(4/7/2021)
RR
Virginia(11/16/2012)
IAR
Virginia(9/27/2016)
RR
Washington(4/7/2021)
RR
West Virginia(4/7/2021)
RR
Wisconsin(2/26/2019)
RR
Wyoming(4/7/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmaond, VA 23286TRUST BUT VERIFY
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