Michael Cicotello

ENCOMPASS MORE INVESTMENTS

Danville, CA 94526

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CRD#: 4854475

Professional summary

Michael Cicotello, who also goes by Mike Cicotello, is a registered financial advisor currently at ENCOMPASS MORE INVESTMENTS, LLC located in Danville, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Cicotello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Cicotello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2023 - Present

ENCOMPASS MORE INVESTMENTS, LLC

Office #1: 390 Diablo Road Suite #100, Danville, CA 94526

CRD#: 318438

Danville, CA

Past

July 15, 2021 - December 31, 2021

INTEGRITY CAPITAL, LLC

CRD#: 285198

SCOTTSDALE, AZ

Past

March 11, 2014 - May 6, 2021

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

April 18, 2008 - January 28, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

DENVER, CO

Past

July 24, 2006 - January 28, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

DENVER, CO

Past

July 7, 2006 - July 12, 2006

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

February 21, 2005 - December 31, 2005

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/8/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/18/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/5/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/21/2017

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ENCOMPASS MORE INVESTMENTS, LLC

CRD#: 318438 / SEC#: , 8-70901

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

390 Diablo Road Suite #100, Danville, CA 94526

Mailing Address

390 Diablo Road Suite #100, Danville, CA 94526

Phone number

(925) 272-8850

Established

Nevada since 11/12/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ENCOMPASS MORE GROUP, INC.	MEMBER
CHATTO, CHRISTOPHER MICHAEL	MANAGER, CCO, EXECUTIVE REP.	6525630
SERRA, CARL ANTHONY III	FINOP, PRINCIPAL FINANCIAL OFFICE, PRINCIPAL OPERATIONS OFFICER	3179039

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Cicotello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Cicotello's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY CAPITAL, LLC

TRANSAMERICA CAPITAL, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

JANUS HENDERSON DISTRIBUTORS US LLC

WORLD GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2008

Series 63

Date: 5/16/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2007

Series 6

Date: 2/18/2005

Series 24

Date: 7/5/2018

Series 26

Date: 2/21/2017

FINRA

Current Firm

ENCOMPASS MORE INVESTMENTS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ENCOMPASS MORE INVESTMENTS, LLC

TRUST BUT VERIFY

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