DC
Danny Cung
CHRISTOPHER WEIL & COMPANY
San Diego, CA 92130
Some features on this profile are disabled
CRD#: 4854055
DC
Professional summary
Danny Cung, CFP®, CIMA® is a registered financial advisor currently at CHRISTOPHER WEIL & COMPANY, INC. located in San Diego, California.
Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Danny has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Danny Cung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 8, 2008 - Present
CHRISTOPHER WEIL & COMPANY, INC.
Office #1: 11236 El Camino Real Suite 200, San Diego, CA 92130RIA
CRD#: 22090
San Diego, CA
Past
September 29, 2006 - November 30, 2015
CHRISTOPHER WEIL & COMPANY, INC.
BD
CRD#: 22090
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CHRISTOPHER WEIL & COMPANY, INC.
CHRISTOPHER WEIL & CO INC | THE WEIL COMPANY | ELL-CAP SECURITIES, INC | CHRISTOPHER WEIL & COMPANY, INC.
CRD#: 22090 / SEC#: 801-42757, 8-39523
RIA
Registered Investment Advisory firm - SEC (11/25/1992 Approved)BD
Terminated by SEC on 11/29/2015
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/8/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/8/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
CW
CHRISTOPHER WEIL & COMPANY, INC.
CHRISTOPHER WEIL & CO INC | THE WEIL COMPANY | ELL-CAP SECURITIES, INC | CHRISTOPHER WEIL & COMPANY, INC.
CRD#: 22090 / SEC#: 801-42757, 8-39523
RIA
Registered Investment Advisory firm - SEC (11/25/1992 Approved)BD
Terminated by SEC on 11/29/2015
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11236 El Camino Real Suite 200, San Diego, CA 92130
Mailing Address
Phone number
(858) 724-6040
Established
California since 03/04/1988
Firm type
Corporation
Fiscal year end
September
# of Employees
21
SEC notice filing (13 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CW-CW 2009 IRREVOCABLE TRUST | OWNER | |
| CW-KW 2009 IRREVOCABLE TRUST | OWNER | |
| CW-MW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-CW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-KW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-MW 2009 IRREVOCABLE TRUST | OWNER | |
| GORDON, LAURA THERESA | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 1370406 |
| WEIL, CHRISTOPHER FRANCIS | CHAIRMAN, TREASURER | 461585 |
| WELLS, JOHN VIANNEY | PRESIDENT & CEO, COMPLIANCE OFFICER CORPORATE: SECRETARY | 2139802 |
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 823,560,128 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 02/26/2024 | ||
| 04/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
