Kathleen M. Kolchin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Margaret Kolchin, who also goes by Katie Kolchin, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2004. Kathleen had worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2016 - April 28, 2017
ROSENBLATT SECURITIES INC.
June 28, 2010 - August 17, 2010
SOUTHRIDGE INVESTMENT GROUP LLC
November 10, 2004 - June 4, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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