Alvin W. Blancett
Professional summary
Alvin Wayne Blancett was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alvin Wayne Blancett, who also goes by VInnie Wayne Blancett, was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 2005. Alvin had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2016 - April 10, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 22, 2016 - April 10, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 26, 2012 - January 26, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 2012 - January 26, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 21, 2010 - November 5, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 31, 2009 - November 5, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 2, 2006 - August 3, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
April 12, 2006 - October 30, 2006
CHASE INVESTMENT SERVICES CORP.
January 1, 2005 - January 9, 2006
EDWARD JONES
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
