Brando L. Reyna

CHARLOTTE, NC

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CRD#: 4853544

Professional summary

Brando Lewis Reyna, CFA was a registered financial advisor .

Brando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brando had worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Viking Mergers & Acquisitions; not investment related; Charlotte, NC; a company that provides business advising services; Senior Advisor; start: 07/2025; hours/mo: 120; during securities trading: 80

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 14, 2025 - Present

CHARLOTTE, NC

Past

August 1, 2017 - June 3, 2025

NOVARE CAPITAL MANAGEMENT

RIA

CRD#: 117949

CHARLOTTE, NC

Past

April 13, 2015 - April 11, 2016

TRINITY FINANCIAL ADVISORS LLC

RIA

CRD#: 133191

WORTHINGTON, OH

Past

March 21, 2012 - September 26, 2012

THOR WEALTH MANAGEMENT INC

RIA

CRD#: 105902

CINCINNATI, OH

Past

October 15, 2004 - September 22, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/2004

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brando L. Reyna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NOVARE CAPITAL MANAGEMENT

TRINITY FINANCIAL ADVISORS LLC

THOR WEALTH MANAGEMENT INC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/2004

Series 7

Date: 10/14/2004

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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