David A. Mcneely

DARDEN WEALTH GROUP

Ann Arbor, MI 48104

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CRD#: 4852840

Professional summary

David Andrew Mcneely, who also goes by Dave Mcneely, David Mcneely, is a registered financial advisor currently at DARDEN WEALTH GROUP located in Ann Arbor, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Mcneely | David Mcneely

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Mcneely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2019 - Present

DARDEN WEALTH GROUP

Office #1: 415 Detroit St. Ste 100, Ann Arbor, MI 48104

RIA

CRD#: 294926

Ann Arbor, MI

Past

August 26, 2019 - September 25, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LAKELAND, FL

Past

August 23, 2019 - September 25, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LAKELAND, FL

Past

September 14, 2016 - August 15, 2019

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

LAKELAND, FL

Past

August 10, 2005 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MULBERRY, FL

Past

August 9, 2005 - August 15, 2019

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MULBERRY, FL

Past

January 13, 2005 - July 12, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TERRE HAUTE, IN

Past

October 11, 2004 - July 12, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARDEN WEALTH GROUP

DARDEN WEALTH GROUP | DARDEN WEALTH GROUP, LLC | DARDEN WEALTH GROUP, INC

CRD#: 294926 / SEC#: 801-120167

RIA

Registered Investment Advisory firm - (1/15/2021 Approved)

Michigan

Registered Investment Advisory firm - (1/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/26/2019)

IAR

Texas
(1/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2004

General Securities Representative Examination

Current Firm

DARDEN WEALTH GROUP

DARDEN WEALTH GROUP | DARDEN WEALTH GROUP, LLC | DARDEN WEALTH GROUP, INC

CRD#: 294926 / SEC#: 801-120167

RIA

Registered Investment Advisory firm - (1/15/2021 Approved)

Michigan

Registered Investment Advisory firm - (1/28/2021 Terminated)

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Contact information

Main Address

415 Detroit St. Ste 100, Ann Arbor, MI 48104

Mailing Address

Phone number

(734) 294-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWG ADV 2A BROCHURE (2/22/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 302,096,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Mcneely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Mcneely's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

DARDEN WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2004

Current Firm

DARDEN WEALTH GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARDEN WEALTH GROUP

TRUST BUT VERIFY

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