James R. Campbell
Professional summary
James Robert Campbell is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Robert Campbell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2022 - Present
PROFOR ADVISORS
Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573January 3, 2018 - December 21, 2018
PROFOR ADVISORS
November 24, 2015 - December 20, 2017
BNP PARIBAS PRIME BROKERAGE, INC.
August 21, 2013 - November 30, 2015
BNP PARIBAS SECURITIES CORP.
January 1, 2005 - March 9, 2007
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2022)
(11/17/2022)
Exams
Series 7TO
Date: 11/16/2022
General Securities Representative ExaminationFINRA
Current Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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