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EM

Erin P. Mccain

KESTRA ADVISORY SERVICES
RIDGELAND, MS 39157
Some features on this profile are disabled
CRD#: 4852394
EM

Professional summary

Erin Powell Mccain, who also goes by Erin Powell, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ridgeland, Mississippi and KESTRA INVESTMENT SERVICES, LLC located in Ridgeland, Mississippi.

Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Erin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Erin Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: WealthPartners Investment Related: Yes Address: 220 Trace Colony Park Drive, Suite 220 Ridgeland MS 39157 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Registered Field Assistant Start Date: 11/4/2014 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Powell Mccain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2016 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 251 Trace Colony Park Drive Suite C, Ridgeland, MS 39157
RIA
CRD#: 283330
RIDGELAND, MS
Current

November 3, 2014 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 251 Trace Colony Park Drive Suite C, Ridgeland, MS 39157
BD
CRD#: 42046
RIDGELAND, MS
Past

April 16, 2015 - May 9, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
AUSTIN, TX
Past

December 5, 2008 - November 12, 2014

SECURITIES AMERICA, INC.

BD
CRD#: 10205
RIDGELAND, MS
Past

May 26, 2006 - December 8, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
RIDGELAND, MS
Past

November 15, 2004 - June 1, 2006

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
JACKSON, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Mississippi
(11/3/2014)
IAR
Mississippi
(5/9/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/15/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/25/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/9/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/7/2008
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Ridgeland, MS 39157

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