CG
Christina M. Generoso
PIMCO INVESTMENTS LLC
Miami, FL 33131
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CRD#: 4852127
CG
Professional summary
Christina Marie Generoso, CIMA®, who also goes by Christina Marie Delfino, Christina Delfino, Christina Generoso, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Miami, Florida.
Christina is registered as a RR (Registered Representative) and started their career in finance in 2005. Christina has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christina Marie Delfino | Christina Delfino | Christina Generoso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christina Marie Generoso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 19, 2018 - Present
PIMCO INVESTMENTS LLC
Office #1: 600 Brickell Avenue 21st Floor, Miami, FL 33131BD
CRD#: 154957
Miami, FL
Past
November 10, 2015 - January 18, 2018
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
November 9, 2015 - January 18, 2018
MORGAN STANLEY
BD
CRD#: 149777
WESTPORT, CT
Past
March 6, 2014 - September 8, 2015
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
March 28, 2006 - February 18, 2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
NEW YORK, NY
Past
January 18, 2006 - February 18, 2014
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
NEW YORK, NY
Past
December 1, 2005 - January 13, 2006
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Past
June 3, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2018)
RR
Alaska(1/19/2018)
RR
Arizona(1/19/2018)
RR
Arkansas(1/19/2018)
RR
California(1/19/2018)
RR
Colorado(1/19/2018)
RR
Connecticut(1/19/2018)
RR
Delaware(1/19/2018)
RR
District of Columbia(1/19/2018)
RR
Florida(1/19/2018)
RR
Georgia(1/19/2018)
RR
Hawaii(1/19/2018)
RR
Idaho(1/19/2018)
RR
Illinois(1/19/2018)
RR
Indiana(1/19/2018)
RR
Iowa(1/19/2018)
RR
Kansas(1/19/2018)
RR
Kentucky(1/19/2018)
RR
Louisiana(1/19/2018)
RR
Maine(1/19/2018)
RR
Maryland(1/19/2018)
RR
Massachusetts(1/19/2018)
RR
Michigan(1/19/2018)
RR
Minnesota(1/19/2018)
RR
Mississippi(1/19/2018)
RR
Missouri(1/19/2018)
RR
Montana(1/19/2018)
RR
Nebraska(1/19/2018)
RR
Nevada(1/19/2018)
RR
New Hampshire(1/19/2018)
RR
New Jersey(1/19/2018)
RR
New Mexico(1/19/2018)
RR
New York(1/19/2018)
RR
North Carolina(1/19/2018)
RR
North Dakota(1/19/2018)
RR
Ohio(1/19/2018)
RR
Oklahoma(1/19/2018)
RR
Oregon(1/19/2018)
RR
Pennsylvania(1/19/2018)
RR
Puerto Rico(1/19/2018)
RR
Rhode Island(1/19/2018)
RR
South Carolina(1/19/2018)
RR
South Dakota(1/19/2018)
RR
Tennessee(1/19/2018)
RR
Texas(1/19/2018)
RR
Utah(1/19/2018)
RR
Vermont(1/19/2018)
RR
Virgin Islands(1/19/2018)
RR
Virginia(1/19/2018)
RR
Washington(1/19/2018)
RR
West Virginia(1/19/2018)
RR
Wisconsin(1/19/2018)
RR
Wyoming(1/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PIMCO INVESTMENTS LLC
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1633 Broadway 45th Floor, New York, NY 10019
Mailing Address
1633 Broadway 45th Floor, New York, NY 10019
Phone number
(212) 739-3000
Established
Delaware since 07/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PIMCO INVESTMENTS LLC
CRD#: 154957Miami, FL 33131TRUST BUT VERIFY
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