Matt C. Mcgibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matt Craig Mcgibson, who also goes by Matthew Craig Mceathron, Matthew Craig Mcgibson, was a registered financial professional .
Matt is a previously registered financial professional and started their career in finance in 2005. Matt had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2022 - June 27, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
October 17, 2022 - June 27, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
May 29, 2015 - October 6, 2022
U.S. BANCORP INVESTMENTS, INC.
May 29, 2015 - October 6, 2022
U.S. BANCORP INVESTMENTS, INC.
June 25, 2014 - June 26, 2014
LPL FINANCIAL LLC
June 23, 2014 - June 23, 2014
LPL FINANCIAL LLC
July 11, 2012 - May 18, 2015
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
January 18, 2012 - May 18, 2015
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
January 13, 2012 - May 28, 2015
LPL FINANCIAL LLC
June 12, 2007 - December 5, 2011
RBC CAPITAL MARKETS, LLC
May 9, 2006 - December 5, 2011
RBC CAPITAL MARKETS, LLC
September 12, 2005 - May 11, 2006
IDS LIFE INSURANCE COMPANY
September 12, 2005 - May 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
