Brandy L. Shingary-morris
STRATEGIC ADVISERS LLC | Planning Consultant
COLUMBUS, OH
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CRD#: 4851237
Professional summary
Brandy Lynn Shingary-morris, who also goes by Brandy Lynn Shingary, Brandy Lynn Shingary-morris, Brandy Lynn Warner, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Columbus, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Columbus, Ohio.
Brandy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brandy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I approach each client as unique and work with them to establish their goals and preferences. I enjoy working with a variety of people and helping each person work towards their financial goals. I believe overall financial planning is the key to meeting those goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandy Lynn Shingary | Brandy Lynn Shingary-Morris | Brandy Lynn Warner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brandy Lynn Shingary-morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Franklin University
Master of Business Administration (MBA) - Finance
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240RIA
CRD#: 104555
COLUMBUS, OH
Current
June 30, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240BD
CRD#: 7784
Columbus, OH
Past
August 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLUMBUS, OH
Past
October 19, 2016 - June 1, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
COLUMBUS, OH
Past
July 28, 2009 - November 2, 2015
MANNING & NAPIER INVESTOR SERVICES, INC.
BD
CRD#: 26266
DUBLIN, OH
Past
August 31, 2007 - April 28, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WESTERVILLE, OH
Past
June 19, 2007 - September 5, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
COLUMBUS, OH
Past
October 6, 2004 - October 31, 2006
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/18/2022)
RR
Alaska(1/6/2023)
RR
Arizona(1/6/2023)
RR
Arkansas(1/6/2024)
RR
California(11/17/2022)
RR
Colorado(1/6/2023)
RR
Connecticut(1/6/2023)
RR
Delaware(1/6/2023)
RR
District of Columbia(1/6/2023)
RR
Florida(11/7/2022)
RR
Georgia(1/6/2023)
RR
Idaho(1/6/2023)
RR
Illinois(1/6/2023)
RR
Indiana(11/7/2022)
RR
Kansas(1/6/2023)
RR
Kentucky(1/6/2023)
RR
Louisiana(1/6/2023)
RR
Maryland(1/6/2023)
RR
Michigan(1/6/2023)
RR
Minnesota(1/6/2023)
RR
Mississippi(1/6/2024)
RR
Missouri(1/6/2023)
RR
Nebraska(1/6/2024)
RR
Nevada(1/6/2023)
RR
New Hampshire(1/6/2024)
RR
New Jersey(1/6/2023)
RR
New Mexico(1/6/2023)
RR
New York(1/6/2023)
RR
North Carolina(1/6/2023)
RR
North Dakota(1/6/2024)
RR
Ohio(6/30/2022)
IAR
Ohio(3/31/2025)
RR
Oregon(1/6/2023)
RR
Pennsylvania(1/6/2023)
RR
Puerto Rico(1/6/2024)
RR
Rhode Island(1/6/2024)
RR
South Carolina(11/8/2022)
RR
South Dakota(1/6/2023)
RR
Tennessee(11/7/2022)
RR
Texas(6/30/2022)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2023)
RR
Vermont(1/6/2023)
RR
Virginia(1/6/2023)
RR
Washington(1/6/2023)
RR
West Virginia(11/7/2022)
RR
Wisconsin(1/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Planning ConsultantCRD#: 104555Columbus, OHTRUST BUT VERIFY
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Contact information
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