Richard Powers
Professional summary
Richard Powers, who also goes by Rich M Powers, Richard Matthew Powers, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Darien, Connecticut and CF SECURED, LLC located in Darien, Connecticut.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2004. Richard has worked at 16 firms and has passed the Series 63, Series 7TO, Series 6TO, Series 52TO, Series 99TO, Series 57TO, Series 3, SIE, Series 7, Series 6, Series 27, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Powers's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2024 - Present
CANTOR FITZGERALD & CO.
Office #1: 6 Thorndal Circle Floor 2, Darien, CT 06820September 12, 2024 - Present
CF SECURED, LLC
Office #1: 6 Thorndale Circle Floor 2, Darien, CT 06820May 11, 2020 - February 15, 2022
HIDDEN ROAD PARTNERS CIV US LLC
December 7, 2018 - May 4, 2020
SUNRISE BROKERS LLC
December 7, 2018 - May 4, 2020
MINT BROKERS
December 7, 2018 - May 4, 2020
GFI SECURITIES LLC
December 7, 2018 - May 4, 2020
FMX EXECUTION, LLC
December 7, 2018 - May 4, 2020
CFWP SECURITIES, LLC
December 7, 2018 - May 4, 2020
CASTLEOAK SECURITIES, LP
December 7, 2018 - May 4, 2020
BGC FINANCIAL, L.P.
December 7, 2018 - May 4, 2020
AQUA SECURITIES L.P.
May 17, 2017 - May 4, 2020
CF SECURED, LLC
April 18, 2017 - May 4, 2020
CANTOR FITZGERALD & CO.
January 6, 2016 - May 10, 2017
GOLDMAN SACHS & CO. LLC
June 13, 2007 - December 21, 2016
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
December 15, 2005 - June 11, 2007
PERSHING ADVISOR SOLUTIONS LLC
November 21, 2005 - December 16, 2005
E*TRADE SECURITIES LLC
November 3, 2004 - October 5, 2005
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2025)
(10/13/2025)
(3/25/2025)
Exams
Series 7TO
Date: 2/11/2024
General Securities Representative ExaminationSeries 6TO
Date: 2/11/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 2/11/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 2/11/2024
Operations Professional ExaminationSeries 57TO
Date: 2/11/2024
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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