Matthew R. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Robert Lee was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2004. Matthew had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2009 - November 14, 2013
PRESIDIO CAPITAL INVESTMENTS, LLC
May 11, 2007 - December 31, 2008
INDEPENDENT FINANCIAL GROUP, LLC
November 15, 2006 - December 31, 2008
PRESIDIO CAPITAL INVESTMENTS, LLC
January 24, 2005 - November 17, 2006
CITIGROUP GLOBAL MARKETS INC.
December 16, 2004 - November 17, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESIDIO CAPITAL INVESTMENTS, LLC
CRD#: 141200 / SEC#: 801-71001
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
