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JK

Justin Kotzin

GA CAPITAL MARKETS BD
New York, NY 10055
Some features on this profile are disabled
CRD#: 4850207
JK

Professional summary

Justin Kotzin is a registered financial professional currently at GA CAPITAL MARKETS BD, LLC located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2005. Justin has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Kotzin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2026 - Present

GA CAPITAL MARKETS BD, LLC

Office #1: Park Avenue Plaza 55 East 52nd St 17th Floor, New York, NY, 10055
BD
CRD#: 310101
New York, NY
Past

May 11, 2011 - December 19, 2018

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

November 1, 2010 - April 28, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 15, 2005 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/17/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GA CAPITAL MARKETS BD, LLC
FUND GOOD | GOOD INVESTOR VENTURES LLC | GOOD INVESTOR FINANCIAL | GA CAPITAL MARKETS BD, LLC

CRD#: 310101 / SEC#: , 8-70562

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2646 Nw Cornell Road, Portland, OR 97210
Mailing Address
2646 Nw Cornell Road, Portland, OR 97210
Phone number
(503) 201-1375
Established
Delaware since 07/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GENERAL ATLANTIC CAPITAL MARKETS LLCMEMBER
MAYNARD-PHILIPP, CHRISTIAN DESEREECHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER6592228
MEGENITY, BRIAN MCDONALDFINANCIAL OPERATIONS PRINCIPAL2889637
SANTIAGO-PAEZ, SAMANTHA CRYSTALSUPERVISORY PRINCIPAL4369755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GA CAPITAL MARKETS BD, LLC

CRD#: 310101New York, NY 10055

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