David Junqing Dong
Professional summary
David Junqing Dong, who also goes by David Dong, Junqing Dong, is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
David Junqing is registered as a RR (Registered Representative) and started their career in finance in 2004. David Junqing has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Junqing Dong's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2006 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035September 23, 2004 - November 3, 2006
WHITE PACIFIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2006)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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