David Junqing Dong
Professional Summary
David Junqing Dong, who also goes by David Dong, Junqing Dong, is a registered financial advisor currently at NI ADVISORS located in Milpitas, California. David Junqing is registered as a RR (Registered Representative) and started their career in finance in 2004. David Junqing has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Dong, Junqing Dong
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
NI ADVISORS
Contact Information
Main Address
1138 Cadillac Court, Milpitas, CA 95035-3058Mailing Address
1138 Cadillac Court, Milpitas, CA 95035Phone Number
(510) 306-7777Established
California since 01/01/2005Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
16FINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$3,560,000Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/10/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Junqing Dong's CRS (Customer Relationship Summary).
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