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CK

Christopher A. King

CETERA INVESTMENT ADVISERS
KNOXVILLE, TN 37919
Some features on this profile are disabled
CRD#: 4849840
CK

Professional summary

Christopher Andrew King, who also goes by Chris King, Christopher Andrew King Mr, Christopher King, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Knoxville, Tennessee and CETERA WEALTH SERVICES, LLC located in Knoxville, Tennessee.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris King | Christopher Andrew King Mr | Christopher King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Andrew King's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919
RIA
CRD#: 105644
KNOXVILLE, TN
Current

August 20, 2018 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 413 Northshore Dr, Knoxville, TN 37919
BD
CRD#: 13572
Knoxville, TN
Past

August 20, 2018 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

March 25, 2017 - August 23, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
KNOXVILLE, TN
Past

March 25, 2017 - August 23, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
KNOXVILLE, TN
Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
KNOXVILLE, TN
Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
KNOXVILLE, TN
Past

February 10, 2014 - January 2, 2015

NEW ENGLAND SECURITIES

RIA
CRD#: 615
KNOXVILLE, TN
Past

June 10, 2013 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
KNOXVILLE, TN
Past

May 19, 2005 - January 12, 2007

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
KNOXVILLE, TN
Past

February 22, 2005 - March 3, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

February 22, 2005 - March 3, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/20/2018)
RR
Arizona
(7/27/2023)
RR
California
(1/7/2020)
RR
Florida
(7/27/2023)
RR
Georgia
(8/9/2019)
RR
Kentucky
(8/20/2018)
RR
Massachusetts
(8/20/2018)
RR
North Carolina
(8/20/2018)
RR
South Carolina
(8/20/2018)
RR
Tennessee
(8/20/2018)
IAR
Tennessee
(6/29/2023)
RR
Texas
(8/20/2018)
IAR
Texas
(6/29/2023)
RR
Virginia
(8/20/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/1/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/8/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Knoxville, TN 37919

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