Tracey Daniel Corta
Professional Summary
Tracey Daniel Corta, who also goes by Tracey Corta, is a registered financial advisor currently at JORDAN WEALTH MANAGEMENT located in Pocatello, Idaho. Tracey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tracey has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tracey Daniel Corta, Tracey Corta
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Current Firm
JORDAN WEALTH MANAGEMENT | THE NAARDEN FINANCIAL GROUP, PLLC | THE NAARDEN FINANCIAL GROUP, LLC | NAARDEN WEALTH MANAGEMENT | JORDAN WEALTH MANAGMENT
Contact Information
Main Address
109 North Arthur, Suite 400, Pocatello, ID 83204Phone Number
(208) 232-5471# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
644AUM (Assets Under Management)
$72,744,382Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
State Registrations and Notice Filings
(8/30/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Tracey Daniel Corta's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS