Nicholas G. Garrick
Professional summary
Nicholas Grant Garrick, who also goes by Nick Garrick, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2005. Nicholas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Grant Garrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 3, 2010 - September 15, 2021
P.J. ROBB VARIABLE, LLC
March 1, 2007 - June 19, 2008
E*TRADE SECURITIES LLC
February 15, 2005 - March 1, 2007
EQUITABLE ADVISORS, LLC
January 1, 2005 - March 1, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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