Andrew H. Kim
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
AURORA, CO
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CRD#: 4849086
Professional summary
Andrew Hye-sung Kim, CFP®, who also goes by Andrew Hye Sung Kim, Andrew Hye-sung Kim, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Aurora, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Lone Tree, Colorado.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I have over a decade worth of experience, assisting high net worth clients with their holistic financial planning needs. I have a process and passion for helping clients develop, implement, and maintain a road map to help pursue their financial success.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Andrew Hye Sung Kim | Andrew Hye-Sung Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-112270|OrgNmn:AHK Investments|Org Addr:N/A,Colorado,US|OBA Nature:I will have a Fidelity LLC bro|Invst Rel:Y|Title:Manager|Duties:Manager|StrtDt:07-02-25|TotHrs/mon:5|TrdHrs/mon:5|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Hye-sung Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
Regis University
Master of Business Administration (MBA) - Finance and Accounting
2007
University of Denver
Bachelor of Science (BS) - International Business
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 9185 East Westview Road, Lone Tree, CO 80124Office #3: 8085 S Chester Street Suite 250, Centennial, CO 80112RIA
CRD#: 104555
AURORA, CO
Current
April 6, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 9185 East Westview Road, Lone Tree, CO 80124Office #2: 8085 S Chester Street Suite 250, Centennial, CO 80112BD
CRD#: 7784
LONE TREE, CO
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LONE TREE, CO
Past
April 24, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LONE TREE, CO
Past
September 2, 2014 - March 13, 2015
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
ENGLEWOOD, CO
Past
March 2, 2010 - December 31, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
RIA
CRD#: 102920
ENGLEWOOD, CO
Past
November 20, 2009 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
ENGLEWOOD, CO
Past
March 5, 2009 - November 20, 2009
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
ENGLEWOOD, CO
Past
March 5, 2009 - November 20, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
ENGLEWOOD, CO
Past
May 28, 2008 - July 22, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
DENVER, CO
Past
March 21, 2006 - July 22, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Past
December 8, 2004 - February 17, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/8/2021)
RR
Arizona(4/6/2015)
RR
Arkansas(3/25/2023)
RR
California(4/6/2015)
RR
Colorado(4/6/2015)
IAR
Colorado(3/31/2025)
RR
Florida(4/6/2015)
RR
Georgia(1/6/2024)
RR
Illinois(8/8/2022)
RR
Iowa(3/3/2023)
RR
Kansas(3/4/2022)
RR
Maine(1/7/2022)
RR
Maryland(1/8/2025)
RR
Massachusetts(12/20/2022)
RR
Michigan(4/23/2020)
RR
Montana(4/6/2015)
RR
Nebraska(1/4/2025)
RR
Nevada(4/6/2015)
RR
New Jersey(10/8/2021)
RR
New Mexico(4/6/2015)
RR
New York(4/6/2015)
RR
North Carolina(4/6/2015)
RR
Ohio(4/24/2020)
RR
Oklahoma(8/26/2025)
RR
Oregon(4/23/2020)
RR
Pennsylvania(2/28/2025)
RR
South Carolina(7/19/2024)
RR
South Dakota(4/6/2015)
RR
Tennessee(9/18/2020)
RR
Texas(4/6/2015)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2025)
RR
Washington(3/25/2023)
RR
Wisconsin(4/6/2015)
RR
Wyoming(4/6/2015)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Aurora, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
