Lisa M. Robinson

Some features on this profile are disabled

CRD#: 4848544

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Marie Robinson, CFP®, who also goes by Lisa M Robinson, Lisa Marie Robinson, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 2005. Lisa had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa M Robinson | Lisa Marie Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Past

September 19, 2022 - July 9, 2025

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA

CRD#: 117756

Tampa, FL

Past

July 27, 2021 - August 8, 2022

FISHER INVESTMENTS

RIA

CRD#: 107342

TAMPA, FL

Past

November 27, 2019 - June 16, 2021

IFP SECURITIES, LLC

CRD#: 297287

TAMPA, FL

Past

October 9, 2019 - June 16, 2021

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

TAMPA, FL

Past

March 30, 2017 - September 25, 2019

AGW CAPITAL ADVISORS

RIA

CRD#: 150570

TAMPA, FL

Past

July 17, 2015 - July 29, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TAMPA, FL

Past

August 28, 2014 - July 29, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TAMPA, FL

Past

January 1, 2005 - August 14, 2014

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUOIA FINANCIAL GROUP, L.L.C.

CRD#: 117756 / SEC#: 801-61089

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2002 Terminated)

Oregon

Registered Investment Advisory firm - (10/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/3/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/29/2007

General Securities Sales Supervisor - Options Module Examination

Current Firm

SEQUOIA FINANCIAL GROUP, L.L.C.

CRD#: 117756 / SEC#: 801-61089

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2002 Terminated)

Oregon

Registered Investment Advisory firm - (10/22/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3500 Embassy Parkway, Akron, OH 44333

Mailing Address

Phone number

(330) 375-9480

Established

Firm type

Fiscal year end

# of Employees

296

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEQUOIA FINANCIAL ADVISORS, LLC ADV PART 2A 2-2025 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	28,338
AUM (Assets Under Management)	$ 23,033,619,111

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/18/2025	Cover Page	Report
11/19/2024	Cover Page	Report
01/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lisa M. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FISHER INVESTMENTS

IFP SECURITIES, LLC

INDEPENDENT FINANCIAL PARTNERS

AGW CAPITAL ADVISORS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

SEQUOIA FINANCIAL GROUP, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2015

Series 63

Date: 2/10/2007

SIE

Date: 7/29/2016

Series 7

Date: 12/21/2004

Series 10

Date: 6/3/2008

Series 9

Date: 6/29/2007

Current Firm

SEQUOIA FINANCIAL GROUP, L.L.C.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEQUOIA FINANCIAL GROUP, L.L.C.

TRUST BUT VERIFY

Similar Advisors