Jason P. Toledo
Professional summary
Jason Paul Toledo, who also goes by Jason Paul Szwarc, Szwarc, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in St. Petersburg, Florida.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2006. Jason has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Paul Toledo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2018 - Present
GAR WOOD SECURITIES, LLC
Office #1: 2429 Central Avenue Suite 205, St. Petersburg, FL 33713-8848March 22, 2013 - October 4, 2018
LBMZ SECURITIES, INC.
March 2, 2012 - March 8, 2013
OPTIONSHOUSE1, LLC
January 27, 2012 - March 5, 2012
BROOKLIGHT PLACE SECURITIES, INC.
April 18, 2006 - November 14, 2011
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2020)
(10/31/2018)
(12/14/2023)
(3/30/2020)
(3/20/2019)
(10/18/2018)
(3/15/2019)
(3/21/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 12/9/2019
Securities Trader ExamFINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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