Christopher Paul Ander
CIMA®Professional Summary
Christopher Paul Ander, CIMA®, who also goes by Chris Ander, is a registered financial advisor currently at TOWERBROOK FINANCIAL, L.P. located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Ander
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TOWERBROOK FINANCIAL, L.P. | TOWERBROOK FINANCIAL, LLC
Contact Information
Main Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022Mailing Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022Phone Number
(212) 699-2260Established
Delaware since 08/12/2010Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2004About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Paul Ander's CRS (Customer Relationship Summary).
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