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For Advisors
CA

Christopher P. Ander

TOWERBROOK FINANCIAL, L.P.
New York, NY 10022
Some features on this profile are disabled
CRD#: 4848238
CA

Professional summary

Christopher Paul Ander, CIMA®, who also goes by Chris Ander, is a registered financial professional currently at TOWERBROOK FINANCIAL, L.P. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Ander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paul Ander's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

March 19, 2025 - Present

TOWERBROOK FINANCIAL, L.P.

Office #1: Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
BD
CRD#: 155535
New York, NY
Past

March 13, 2023 - March 20, 2025

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

July 27, 2017 - March 9, 2023

ULTIMUS FUND DISTRIBUTORS, LLC

BD
CRD#: 104177
CINCINNATI, OH
Past

September 21, 2010 - November 11, 2016

SCHRODER FUND ADVISORS LLC

BD
CRD#: 24129
NEW YORK, NY
Past

August 9, 2010 - September 2, 2010

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
ATLANTA, GA
Past

June 1, 2010 - September 2, 2010

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
OAKBROOK TERRACE, IL
Past

August 30, 2004 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/19/2025)
RR
Alaska
(3/19/2025)
RR
Arizona
(3/19/2025)
RR
Arkansas
(3/19/2025)
RR
California
(3/19/2025)
RR
Colorado
(3/19/2025)
RR
Connecticut
(3/19/2025)
RR
Delaware
(3/19/2025)
RR
District of Columbia
(3/19/2025)
RR
Florida
(3/19/2025)
RR
Georgia
(3/19/2025)
RR
Hawaii
(3/19/2025)
RR
Idaho
(3/19/2025)
RR
Illinois
(3/19/2025)
RR
Indiana
(3/19/2025)
RR
Iowa
(3/19/2025)
RR
Kansas
(3/19/2025)
RR
Kentucky
(3/19/2025)
RR
Louisiana
(3/19/2025)
RR
Maine
(3/19/2025)
RR
Maryland
(3/19/2025)
RR
Massachusetts
(3/19/2025)
RR
Michigan
(3/19/2025)
RR
Minnesota
(3/19/2025)
RR
Mississippi
(3/19/2025)
RR
Missouri
(3/19/2025)
RR
Montana
(3/19/2025)
RR
Nebraska
(3/19/2025)
RR
Nevada
(3/19/2025)
RR
New Hampshire
(3/19/2025)
RR
New Jersey
(3/19/2025)
RR
New Mexico
(3/19/2025)
RR
New York
(3/19/2025)
RR
North Carolina
(3/19/2025)
RR
North Dakota
(3/19/2025)
RR
Ohio
(3/19/2025)
RR
Oklahoma
(3/19/2025)
RR
Oregon
(3/19/2025)
RR
Pennsylvania
(3/19/2025)
RR
Rhode Island
(3/19/2025)
RR
South Carolina
(3/19/2025)
RR
South Dakota
(3/19/2025)
RR
Tennessee
(3/19/2025)
RR
Texas
(3/19/2025)
RR
Utah
(3/19/2025)
RR
Vermont
(3/19/2025)
RR
Virginia
(3/19/2025)
RR
Washington
(3/19/2025)
RR
West Virginia
(3/19/2025)
RR
Wisconsin
(3/19/2025)
RR
Wyoming
(3/19/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/8/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/27/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TOWERBROOK FINANCIAL, L.P.
TOWERBROOK FINANCIAL, L.P. | TOWERBROOK FINANCIAL, LLC

CRD#: 155535 / SEC#: , 8-68721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Mailing Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Phone number
(212) 699-2260
Established
Delaware since 08/12/2010
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOWERBROOK FINANCIAL LP, LLCLIMITED PARTNER
CARDINI, FILIPPO JOHNCOO AND PRINCIPAL5929485
GLASSMAN, JENNIFER TERNOEYCEO, FINOP, AND CFO5917654
ROSENTHAL, ABRIELLE HARACCO / AMLCO5929680
TOWERBROOK FINANCIAL GP, LLCGENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOWERBROOK FINANCIAL, L.P.

CRD#: 155535New York, NY 10022

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