Daniel J. Fixler
Professional summary
Daniel J Fixler, who also goes by Daniel Joseph Fixler, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Sudbury, Massachusetts and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel J Fixler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2023 - Present
PGIM INVESTMENTS LLC
January 19, 2023 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102October 31, 2019 - January 6, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
October 22, 2019 - January 6, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
November 21, 2013 - November 2, 2018
SIGNATOR INVESTORS, INC.
November 21, 2013 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 4, 2011 - November 19, 2013
MML INVESTORS SERVICES, LLC
June 1, 2009 - November 19, 2013
MML INVESTORS SERVICES, LLC
March 13, 2009 - April 15, 2009
RBC CAPITAL MARKETS, LLC
March 13, 2009 - April 15, 2009
RBC CAPITAL MARKETS, LLC
August 8, 2005 - March 13, 2009
FERRIS, BAKER WATTS, LLC
July 18, 2005 - March 13, 2009
FERRIS, BAKER WATTS, LLC
September 9, 2004 - July 11, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
