CD
Christine R. Doughty
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Buena Vista, VA 24416
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CRD#: 4847691
CD
Professional summary
Christine Raines Doughty, who also goes by Christie Nicole Raines, Christine Nicole Raines, Christie Nicole Vanpelt, Christine Nicole Vanpelt, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Buena Vista, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Harrisonburg, Virginia.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Christine has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christie Nicole Raines | Christine Nicole Raines | Christie Nicole Vanpelt | Christine Nicole Vanpelt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT. THE COMMONWEALTH GROUP, INC. DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH. 15HRS/WEEKDAYS FROM BUSINESS ADDRESS SINCE 07/2004. 2) INDEPENDENT INSURANCE AGENT. ED CHANDLER INSURANCE AGENCY, INC. LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS. 5HRS/WEEKDAYS. 1HR/EVENING&WEEKEND FROM BUSINESS ADDRESS BEGINNING 02/2010. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 1/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) VALLEY_VINTAGE_VA, ROCKINGHAM, VA, 8/2018 RE-SELLING VINTAGE ITEMS IN POP-UP INSTAGRAM SHOP. NIR - 2/WK - 0/TRADING. 5) CNRD_78 / Rockingham VA 22801 / 07/01/2022 / NIR / EBAY SALES / 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Christine Raines Doughty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2020 Magnolia Ave. Apt. B, Buena Vista, VA 24416Office #2: 57 South Main St Ste 514, Harrisonburg, VA 22801Office #3: 7679 Limestone Dr Ste 155, Gainesville, VA 20155Office #4: 5066 S Amherst Hwy. Ste. 104, Madison Heights, VA 24572RIA
CRD#: 134139
Buena Vista, VA
Current
July 3, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 57 South Main St Ste 514, Harrisonburg, VA 22801Office #2: 2020 Magnolia Avenue Apt B, Buena Vista, VA 24416Office #3: 5066 S Amherst Highway Ste 104, Madison Heights, VA 24572Office #4: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060BD
CRD#: 39543
Harrisonburg, VA
Past
February 23, 2007 - July 8, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
GAINESVILLE, VA
Past
November 22, 2004 - July 8, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
GAINESVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(6/9/2017)
RR
Florida(8/17/2015)
RR
Georgia(9/24/2019)
RR
Maryland(7/3/2013)
RR
North Carolina(1/2/2024)
RR
South Carolina(6/8/2025)
RR
Texas(8/1/2025)
IAR
Texas(8/1/2025)
RR
Virginia(7/3/2013)
IAR
Virginia(7/3/2013)
RR
Washington(1/10/2023)
RR
West Virginia(6/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Buena Vista, VA 24416TRUST BUT VERIFY
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