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KM

Kim L. Magana

MARATHON CAPITAL MANAGEMENT
Huntington Beach, CA
Some features on this profile are disabled
CRD#: 4847656
KM

Professional summary

Kim Louis Magana is a registered financial advisor currently at MARATHON CAPITAL MANAGEMENT, LLC located in Huntington Beach, California.

Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kim has worked at 1 firm and has passed the Series 65 and Series 63 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Louis Magana's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2018 - Present

MARATHON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 132645
Huntington Beach, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/8/2018)
IAR
Texas
(4/8/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/20/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/20/2004
Uniform Securities Agent State Law Examination

Current Firm

MC
MARATHON CAPITAL MANAGEMENT, LLC
DBA: MARATHON CAPITAL MANAGEMENT | MARATHON CAPITAL MANAGEMENT, LLC | MARATHON CAPITAL MANAGEMENT | MAGANA, KIM LOUIS

CRD#: 132645 / SEC#:

California
Registered Investment Advisory firm - (10/18/2004 Approved)
Texas
Registered Investment Advisory firm - (4/5/2019 Conditional Restricted)
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Contact information

Main Address
Huntington Beach, CA
Mailing Address
Phone number
(949) 556-5556
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts113
AUM (Assets Under Management)$ 57,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARATHON CAPITAL MANAGEMENT, LLC

CRD#: 132645Huntington Beach, CA

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