Jose M. Candelario Padilla

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CRD#: 4847560

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jose Manuel Candelario Padilla, who also goes by Jose M Candelario, Jose Manuel Candelario, was a registered financial professional .

Jose is a previously registered financial professional and started their career in finance in 2004. Jose had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jose M Candelario | Jose Manuel Candelario

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES, INC (AFFILIATED BD) 2. JOSE CANDELARIO PADILLA, STARTED AS CO-OWNER OF ROBOFUSION PUERTO RICO IN 3/26/2015. JOS�??'S RESPONSIBILITIES WITH ROBOFUSION IS TO OFFER FROZEN YOGURT VENDING MACHINES TO POTENTIAL CLIENTS. ESTIMATING 8-10 HOURS ON THE WEEKENDS OF DUTIES 3. FORGEFRONT WEALTH MANAGEMENT, INVESTMENT RELATED, GUAYAMA/PONCE, DBA, COMPENSATED VIA COMMISSIONS AND CONDUCTS FINANCIAL ACTIVITIES WITH SAME CLIENT BASE AS FOR THE BD 4. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES 5.RENTAL PROPERTIES: RESIDENTIAL REAL ESTATE PURCHASED AND RENTED TO PRIVATE INDIVIDUALS, 0 HOURS DURING REGULAR BUSINESS HOURS, STATE DATE: 03/09/2020 5.CAFE-CANDELARIO: CAFE DROP SHIPPING COMPANY WILL DISTRIBUTE JOSE'S BRAND COFFEE AND MERCHANDISE; SALES COMMISSION; 5% OF TIME DURING REGULAR BUSINESS HOURS; START DATE 12/20/2020. 6. CAR RENTING SERVICE THROUGH TURO APP, RENTING PERSONAL CAR TO POTENTIAL DRIVERS, DAILY RENT FEE OF $180/DAY WITH MINIMUM OF 3 DAY RENTAL, 1% OF TIME SPEND DURING BUSINESS HOURS, START DATE: 7/27/2021 7. INTEGRATED MEDICAL THERAPY GROUP, START DATE 8/15/2022, IMTG WILL BE A WELLNESS MEDICAL CENTER INTEGRATING PEDIATRICS AND INTERNAL MEDICINE, APPROVE CONTRACTS AND HELP WITH CORPORATE DOCUMENTS, NO COMPENSATION. 8. 12/07/2022- LYFT, UBER, UBER EATS- DRIVER. COMPENSATION- TRIPS AND TIPS. 10% OF TIME WILL BE SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS. 9. AGENT, COMPASS HEALTH AND UNITED HOME LIFE INSURANCE, SELLING HEALTH AND LIFE INSURANCE. COMPENSATED VIA COMMISSIONS, 10% SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 20, 2018 - September 19, 2023

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

Ponce, PR

Past

October 19, 2016 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

San Juan, PR

Past

October 1, 2016 - October 4, 2016

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

San Juan, PR

Past

September 30, 2016 - September 19, 2023

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029

HATO REY, PR

Past

December 2, 2015 - October 7, 2016

ORIENTAL FINANCIAL SERVICES LLC

RIA

CRD#: 29753

PONCE, PR

Past

June 5, 2009 - October 7, 2016

ORIENTAL FINANCIAL SERVICES LLC

CRD#: 29753

PONCE, PR

Past

September 26, 2007 - May 19, 2009

SAN JUAN CAPITAL PARTNERS, LLC

RIA

CRD#: 138997

HATO REY, PR

Past

June 2, 2006 - May 19, 2009

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

HATO REY, PR

Past

October 11, 2004 - June 8, 2006

R-G INVESTMENTS CORPORATION

CRD#: 113293

SAN JUAN, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2004

General Securities Representative Examination

Current Firm

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

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Contact information

Main Address

32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

Mailing Address

Phone number

(201) 476-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA ASSET BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,855
AUM (Assets Under Management)	$ 1,009,851,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jose M. Candelario Padilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NPA ASSET MANAGEMENT, LLC

NPA ASSET MANAGEMENT, LLC

NATIONWIDE PLANNING ASSOCIATES INC.

ORIENTAL FINANCIAL SERVICES LLC

ORIENTAL FINANCIAL SERVICES LLC

SAN JUAN CAPITAL PARTNERS, LLC

SAMUEL A. RAMIREZ & COMPANY, INC.

R-G INVESTMENTS CORPORATION

Primary Firm SEC Registration

NPA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2004

Current Firm

NPA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NPA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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