RD
Ryan J. Dykmans
DUNHAM
San Diego, CA 92122
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CRD#: 4847419
RD
Professional summary
Ryan John Dykmans is a registered financial advisor currently at DUNHAM located in San Diego, California.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE FOLLOWING ARE CONSIDERED AN INVESTMENT-RELATED ACTIVITY SINCE THE INDIVIDUAL IS ASSOCIATED WITH AN ENTITY THAT PROVIDES INVESTMENT ADVICE RELATED TO SECURITIES AND/OR REAL ESTATE. 1) ASSISTANT SECRETARY, DUNHAM FUNDS (THE "FUNDS") FROM OCTOBER 2015 TO PRESENT. THE ASSISTANT SECRETARY ASSISTS THE SECRETARY IN MAINTAINING THE MINUTES OF ALL MEETINGS AND ACTIONS OF TRUSTEES, COMMITTEES OF TRUSTEES AND SHAREHOLDERS. MR. DYKMANS SPENDS APPROXIMATELY 5% OF HIS TIME ACTING IN THIS CAPACITY. THE FUNDS ARE LOCATED AT THE EXECUTIVE OFFICE IN SAN DIEGO, CALIFORNIA. 2) CHIEF INVESTMENT OFFICER, DUNHAM TRUST COMPANY ("DTC") FROM DECEMBER 2024 TO PRESENT. MR. DYKMANS OVERSEES INVESTMENT FUNCTIONS, INCLUDING TRADING, INVESTMENT MANAGEMENT, INVESTMENT ANALYSIS, AND ASSET ALLOCATION, AND MR. DYKMANS REPORTS TO THE DTC BOARD'S TRUST INVESTMENT COMMITTEE. DTC IS LOCATED AT 200 S VIRGINIA ST #400, RENO, NEVADA 89501. 3) AGENT, DUNHAM TRUST COMPANY ("DTC") FROM 2010 TO PRESENT. DTC OFFERS TRUSTEE, INVESTMENT MANAGEMENT AND CUSTODIAL SERVICES FOR PERSONAL TRUST ACCOUNTS, EMPLOYEE BENEFIT ACCOUNTS, CUSTODY AND THIRD PARTY AGENCY ACCOUNTS. MR. DYKMANS IS AUTHORIZED TO EXECUTE DOCUMENTS OR AGREEMENTS OR TAKE SUCH ACTION AS MAY BE NECESSARY TO ESTABLISH BANKING, SECURITIES, CREDIT LINES, OR ANY OTHER ACCOUNTS AS NEEDED FOR THE OPERATION OF DTC WITH ANY BANK, BROKERAGE FIRM OR OTHER FINANCIAL INSTITUTION. HE SPENDS LESS THAN 5% OF HIS TIME ACTING IN THIS CAPACITY. DTC IS LOCATED AT 200 S VIRGINIA ST #400, RENO, NEVADA 89501.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan John Dykmans's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan John Dykmans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2005 - Present
DUNHAM
Office #1: 6256 Greenwich Drive Suite 550, San Diego, CA 92122Office #2: 6256 Greenwich Drive Suite 550, San Diego, CA 92122RIA
BD
CRD#: 13162
San Diego, CA
Current
October 28, 2004 - Present
DUNHAM
Office #1: 6256 Greenwich Drive Suite 550, San Diego, CA 92122Office #2: 6256 Greenwich Drive Suite 550, San Diego, CA 92122RIA
BD
CRD#: 13162
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DU
DUNHAM
DUNHAM | LAGUNA FINANCIAL SERVICES, INC. | DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. | DUNHAM & GREER, INC. INVESTMENT COUNSEL | DUNHAM & GREER INVESTMENT COUNSEL | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
CRD#: 13162 / SEC#: 801-25803, 8-28527
RIA
Registered Investment Advisory firm - SEC (11/29/1985 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(4/25/2005)
RR
California(6/30/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DU
DUNHAM
DUNHAM | LAGUNA FINANCIAL SERVICES, INC. | DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. | DUNHAM & GREER, INC. INVESTMENT COUNSEL | DUNHAM & GREER INVESTMENT COUNSEL | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
CRD#: 13162 / SEC#: 801-25803, 8-28527
RIA
Registered Investment Advisory firm - SEC (11/29/1985 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6256 Greenwich Drive Suite 550, San Diego, CA 92122
Mailing Address
P.o. Box 910309, San Diego, CA 92191
Phone number
(858) 964-0500
Established
California since 05/26/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
39
SEC notice filing (10 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DUNHAM & ASSOCIATES HOLDINGS, INC. | SHAREHOLDER | |
| BOISCH, HELMUT | CHIEF OPERATIONS OFFICER | 5371920 |
| CAPIZZI, SALVATORE MICHAEL | CHIEF SALES AND MARKETING OFFICER | 1037757 |
| DUNHAM, JEFFREY ALAN | CHIEF EXECUTIVE OFFICER | 1149167 |
| DYKMANS, RYAN JOHN | PRESIDENT AND CHIEF INVESTMENT OFFICER | 4847419 |
| GARDYNE, JENNIFER KIM | CHIEF FINANCIAL OFFICER | 8188759 |
| PALERMO, VIKTORIA IRENA | CHIEF COMPLIANCE OFFICER | 4769903 |
Regulatory assets under management
| Total Number of Accounts | 12,032 |
| AUM (Assets Under Management) | $ 4,737,607,372 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/23/2024 | ||
| 07/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
