AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MM

Mark E. Mason

TRANSPACIFIC GROUP LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4847417
MM

Professional summary

Mark Evan Mason is a registered financial professional currently at TRANSPACIFIC GROUP LLC located in Miami, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Evan Mason's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2007 - Present

TRANSPACIFIC GROUP LLC

Office #1: 150 Se 2nd Avenue Suite 1401, Miami, FL 33131
BD
CRD#: 143869
Miami, FL
Past

March 4, 2005 - November 8, 2007

FAIRVIEW SECURITIES, INC.

BD
CRD#: 35703
ROWAYTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(10/19/2023)
RR
Florida
(6/25/2020)
RR
New York
(9/10/2007)

Exams

State Security Law Exam
RR
Series 63
Date: 4/21/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/19/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TG
TRANSPACIFIC GROUP LLC
TRANSPACIFIC GROUP LLC | TRANSPACIFIC SECURITIES LLC

CRD#: 143869 / SEC#: , 8-67611

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
150 Se 2nd Avenue Suite 1401, Miami, FL 33131
Mailing Address
150 Se 2nd Avenue Suite 1401, Miami, FL 33131
Phone number
(212) 987-3000
Established
Delaware since 01/30/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASON, MARK EVANMEMBER, OWNER, PRESIDENT4847417
CHIN, PHYLLIS NYUK FAHFINOP, PFO, CFO6250921
DOHERTY, JAMES HUGHPOO4197747
RUFF, GERGANA LACHEZAROVACHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER6136242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSPACIFIC GROUP LLC

CRD#: 143869Miami, FL 33131

TRUST BUT VERIFY

Monitor Mark Mason

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics