TR
Tracy L. Reierson
GLOBAL VIEW CAPITAL MANAGEMENT LLC
WAUSAU, WI 54403
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CRD#: 4847342
TR
Professional summary
Tracy Lee Reierson, who also goes by Tracy L. Reierson, Tracy Reierson, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Wausau, Wisconsin and PURSHE KAPLAN STERLING INVESTMENTS located in Wausau, Wisconsin.
Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Tracy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tracy L. Reierson | Tracy Reierson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PURSHE KAPLAN STERLING INVESTMENTS; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 80 STATE STREET, ALBANY NY 12207; NATURE: SECURITIES BROKER DEALER; POSITION: REGISTERED REPRESENTATIVE; STARTED: 06-25-2018; APPROX. 60 HRS/MONTH; APPROX. 50 HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF SECURITIES INVESTMENT PRODUCTS SUCH AS MUTUAL FUNDS, VARIABLE ANNUITIES AND VARIABLE LIFE INSURANCE FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS. 2) REIERSON FINANCIAL, LLC; NOT INVESTMENT RELATED; ADDRESS-RESIDENCE: 3821 HENRY STREET, WAUSAU, WI 54423; NATURE: "S" CORP. FOR BUSINESS AND TAX PURPOSE; POSITION: PRESIDENT; STARTED 08-30-2017; APPROX. 5 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: A BUSINESS ENTITY REGISTERED AS A "S" CORP. TO MANAGE BUSINESS SALES FOR TAX PURPOSES ONLY. 3) GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC; INVESTMENT RELATED; AT REGISTERED LOCATION; NATURE: INSURANCE AGENCY; POSITION: INSURANCE AGENT; STARTED: JUNE 2018; APPROX. 40 HRS/MONTH; APPROX. 29 HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. 4) PKS FINANCIAL; INVESTMENT RELATED; HEADQUARTERS ADDRESS: 80 STATE ST, ALBANY, NEW YORK, 12207; NATURE: FINANCIAL; POSITION: AGENT; STARTED: JUNE 2018; APPROX. 15 HRS/MO - ALL DURING TRADING HOURS; RESPONSIBILITIES: FIXED INSURANCE. 5) Global View Capital Advisors, LLC-Investment related- At registered location-Marketing Firm for Advisory & Insurance Services-Independent Contractor-6/25/2019-139 hrs/mth-100 during trading hrs-Marketing, Education and Sales of GVCM Advisory Services and GVCI Insurance Services. 6) Experior Financial Group, Inc.; Investment Related; 300 Airborne Parkway, Suite 208, Cheektowaga, NY 14225; Financial Services (Insurance); Insurance Agent; January 2023; 40 hrs/mo; 20 hrs during trading; Market, educate, and sell insurance life products including fixed & index annuities and service client accounts. 7) GLOBAL VIEW CAPITAL MANAGEMENT, LLC. INVESTMENT-RELATED. AT REGISTERED LOCATION. FINANCIAL SERVICES (ADVISORY). INVESTMENT ADVISOR REPRESENTATIVE. START: 06/2018. 80 HR/MONTH; 60 HR/ONTH DURING TRADING HOURS. MARKET, EDUCATE AND SELL INSURANCE AND ADVISORY PRODUCTS AND SERVICE CLIENT ACCOUNTS. 8) O&E Financial Services. investment Related. At Registered Location. Financial Services. Owner. 11/23. 3. 1. Balance transactions and receive balance sheet along with cash flows with accountant. 9) T&K Money Maven LLC. Non-Investment Related. At registered Location. Real Estate. Owner. 8/2024. 1. 1. Look over transactions and pay bills with help of an accountant.
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Lee Reierson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2018 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 207 Grand Avenue, Wausau, WI 54403RIA
CRD#: 158292
WAUSAU, WI
Current
June 25, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 207 Grand Avenue, Wausau, WI 54403BD
CRD#: 35747
Wausau, WI
Past
February 29, 2012 - July 2, 2018
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
WAUSAU, WI
Past
April 12, 2006 - February 27, 2012
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
WAUSAU, WI
Past
September 1, 2004 - July 2, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
WAUSAU, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/25/2018)
RR
Florida(9/26/2022)
RR
Georgia(6/25/2018)
RR
Oklahoma(6/26/2018)
IAR
Texas(2/22/2019)
RR
Wisconsin(6/25/2018)
IAR
Wisconsin(6/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
