Abraham J. Friedman

BREAN CAPITAL

BOSTON, MA 02110

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CRD#: 4846741

Professional summary

Abraham Joseph Friedman, who also goes by Avi Friedman, is a registered financial professional currently at BREAN CAPITAL, LLC located in Boston, Massachusetts.

Abraham is registered as a RR (Registered Representative) and started their career in finance in 2004. Abraham has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Avi Friedman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abraham Joseph Friedman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2013 - Present

BREAN CAPITAL, LLC

Office #1: One International Place Suite 1430, Boston, MA 02110

CRD#: 23723

BOSTON, MA

Past

February 24, 2010 - September 23, 2013

FIRST EMPIRE ASSET MANAGEMENT, INC

RIA

CRD#: 134411

HAUPPAUGE, NY

Past

January 5, 2010 - September 23, 2013

FIRST EMPIRE SECURITIES, INC.

CRD#: 15129

HAUPPAUGE, NY

Past

August 11, 2008 - July 17, 2009

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

August 22, 2007 - August 4, 2008

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

August 3, 2007 - August 4, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

June 30, 2006 - August 3, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WALTHAM, MA

Past

October 11, 2004 - February 18, 2005

LEERINK PARTNERS LLC

CRD#: 39011

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/4/2025)

California
(9/16/2013)

Colorado
(9/16/2013)

Florida
(9/16/2013)

Georgia
(9/16/2013)

Illinois
(9/16/2013)

Indiana
(9/16/2013)

Iowa
(9/16/2013)

Kansas
(9/16/2013)

Louisiana
(9/16/2013)

Massachusetts
(9/16/2013)

Minnesota
(9/16/2013)

New Jersey
(9/16/2013)

New York
(9/16/2013)

North Carolina
(9/16/2013)

Ohio
(3/19/2015)

Oregon
(9/16/2013)

Pennsylvania
(9/16/2013)

Texas
(11/4/2025)

Wisconsin
(9/16/2013)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2007

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BREAN CAPITAL, LLC

BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.

CRD#: 23723 / SEC#: , 8-40742

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Mailing Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Phone number

(212) 702-6500

Established

Delaware since 02/03/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BMUR HOLDINGS, LLC	HOLDING COMPANY
HUNT FS HOLDINGS III, LLC	HOLDING COMPANY
ALLURED LLC	HOLDING COMPANY
LIZINATOR LLC	HOLDING COMPANY
BREAN CAPITAL HOLDINGS, LLC	HOLDING COMPANY
CORWEN, STEPHEN MILLER	HEAD OF MBS/ABS SALES	2943061
FINE, ROBERT MICHAEL	CHIEF EXECUTIVE OFFICER	1450313
GUZMAN, JEFFREY M	CHIEF COMPLIANCE OFFICER	3095123
LAMARSH, JONATHAN ANDREW	PRINCIPAL OPERATIONS OFFICER	5436335
MACKLIN, JOHN TIMOTHY	PRINCIPAL OPERATIONS OFFICER	1446800
SARABELLA, ARNOLD	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER	1717059
TIRSCHWELL, ROBERT MOYSE	EXECUTIVE MANAGING DIRECTOR	2230453

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Abraham J. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abraham Joseph Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST EMPIRE ASSET MANAGEMENT, INC

FIRST EMPIRE SECURITIES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

LEERINK PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2007

Series 63

Date: 10/18/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2004

Series 24

Date: 3/16/2007

FINRA

Nasdaq Stock Market

Current Firm

BREAN CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BREAN CAPITAL, LLC

TRUST BUT VERIFY

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