KP
Kimberly M. Peaker
KESTRA PRIVATE WEALTH SERVICES
Defiance, MO
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CRD#: 4846582
KP
Professional summary
Kimberly M Walton Peaker, who also goes by Kimberly Michele Walton, Kimberly M Walton Peaker, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Defiance, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kimberly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Michele Walton | Kimberly M Walton Peaker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Undivided Wealth Management Investment Related: Yes Address: 657 Spirit Airpark West Drive, Ste 104 Chesterfield MO 63005 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Title: Director of Client Services Start Date: 5/9/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Assist my team with administrative tasks, as well as providing service to clients. Name: Hazelwood Rental Property Investment Related: Yes Address: 5324 Ville Angela Ln Hazelwood MO 63042 Nature of Business: Real Estate Position, Title or Relationship: owner/landlord Start Date: 4/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: landlord; pay utilities Name: ABSOLUTE CONSTRUCTION SERVICES, LLC POSITION: sole member owner NATURE: General contractor INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 04/10/2010 ADDRESS: 10 Hobie Cat Ct, Defiance MO 63341 DESCRIPTION: computer, Quickbooks, banking transactions Name: DANIEL BOONE PTO POSITION: Fundraising Coordinator NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 07/06/2023 ADDRESS: 201 W Hwy D, , MO 63385, Wentzville MO 63385, United States DESCRIPTION: The Fundraising Coordinator plans for upcoming fundraising events and contacts the various locations to get these set up. E.g. rollerskating, restaurant fundraisers, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly M Walton Peaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2018 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #2: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005RIA
CRD#: 155193
Defiance, MO
Current
May 9, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005BD
CRD#: 42046
Chesterfield, MO
Past
April 27, 2009 - May 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FRONTENAC, MO
Past
January 1, 2008 - May 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FRONTENAC, MO
Past
January 1, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2019)
RR
Arkansas(5/9/2018)
RR
California(5/9/2018)
RR
Colorado(5/9/2018)
RR
Connecticut(9/11/2023)
RR
Delaware(5/9/2018)
RR
Florida(5/9/2018)
RR
Georgia(9/2/2025)
RR
Illinois(5/9/2018)
RR
Indiana(5/9/2018)
RR
Kansas(5/9/2018)
RR
Louisiana(5/9/2018)
RR
Maine(10/16/2024)
RR
Maryland(5/9/2018)
RR
Massachusetts(11/4/2025)
RR
Michigan(5/9/2018)
RR
Minnesota(5/9/2018)
RR
Missouri(5/9/2018)
IAR
Missouri(5/9/2018)
RR
Montana(5/9/2018)
RR
New Hampshire(3/10/2025)
RR
New Mexico(5/9/2018)
RR
New York(5/9/2018)
RR
North Carolina(10/31/2019)
RR
Ohio(5/9/2018)
RR
Oklahoma(10/30/2019)
RR
Pennsylvania(10/16/2024)
RR
South Carolina(12/13/2018)
RR
Tennessee(6/5/2023)
RR
Texas(5/9/2018)
RR
Utah(9/11/2023)
RR
Virginia(5/9/2018)
RR
Wisconsin(5/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
