DB
David J. Busselman
INTELLICENTS INVESTMENT SOLUTIONS
Eden Pairie, MN 55344
Some features on this profile are disabled
CRD#: 4845842
DB
Professional summary
David John Busselman, CFP® is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Eden Pairie, Minnesota and MUTUAL SECURITIES, INC. located in Eden Prairie, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INTELLICENTS INVESTMENT SOLUTIONS, INC. START DATE: 8/15/2016, 100 NORTH BROADWAY, 1ST FLOOR, ALBERT LEA, MN 56007, CORPORATION, RIA, ADVISOR, AGENT RECOMMEND MANAGED INVESTMENT SOLUTIONS TO CLIENTS THAT HAVE THE NEED, ALSO, MARKET INSURANCE PRODUCTS SUCH AS LIFE, LTC, FIXED ANNUITIES, INVESTMENT RELATED, 80 HOURS PER MONTH, 4 HOURS PER DAY DURING TRADING HOURS. 2. RENTAL PROPERTY, START DATE: 05/2016, 13340 FLAGSTAFF AVENUE, APPLE VALLEY, MN 55124, LANDLORD, PROPERTY OWNER, MANAGE RENTAL PROPERTY INCLUDING MANAGING RENTERS AND MAINTENANCE, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS. 3. BOS Investments, LLC., Start Date: 06/14/2019, 4806 Rutledge St, Prior Lake, MN 55372, Rental Property - 1758 Dayton Ave, St Paul, MN 55104, Owner/Partner 1/6 ownership, Managing tenants of rental property, upkeep of property, collecting rent and paying expenses related to the property, Not Investment Related, 3 hours per month, .1 hour per day during trading hours. 4. Independent Insurance Agent, Start Date: 03/01/2019, 500 Marschall Rd., Ste. 200, Shakopee, MN 55379, LLC, Insurance Sales, Licensed Broker/Insurance Agent, Selling Fixed Insurance solutions as part of the financial planning process, Not Investment Related, 10 Hours per month, 10 Hours per day during trading hours. 5. Prior Lake Mariners Treasurer, Start Date: 05/07/2024, 13952 Nevada Ave., Savage, MN 55378, Prior Lake Mariners Treasurer, Treasurer, Paying Leagues dues and expenses like umpires, collecting fees from players to play and any sponsorship funds, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view David John Busselman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
August 16, 2016 - Present
INTELLICENTS INVESTMENT SOLUTIONS INC
Office #1: 8200 Commonwealth Drive Suite 200, Eden Pairie, MN 55344RIA
CRD#: 107498
Eden Pairie, MN
Current
August 3, 2018 - Present
MUTUAL SECURITIES, INC.
Office #1: 8200 Commonwealth Dr. Ste. 200, Eden Prairie, MN 55344BD
CRD#: 13092
Eden Prairie, MN
Past
December 15, 2016 - August 10, 2018
CETERA ADVISORS LLC
BD
CRD#: 10299
ALBERT LEA, MN
Past
February 24, 2015 - August 12, 2016
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
ST. PAUL, MN
Past
February 24, 2015 - August 12, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
ST. PAUL, MN
Past
December 17, 2013 - January 26, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAINT PAUL, MN
Past
June 27, 2006 - January 23, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
OAKDALE, MN
Past
September 30, 2004 - June 2, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(8/10/2018)
IAR
Minnesota(8/16/2016)
RR
Minnesota(8/10/2018)
IAR
Texas(3/21/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 North Broadway, Albert Lea, MN 56007
Mailing Address
Phone number
(507) 377-2919
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
