Brent C. Mcdonald
Professional summary
Brent Christopher Mcdonald, AIF®, who also goes by Brent Mcdonald, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hickory, North Carolina and CETERA WEALTH SERVICES, LLC located in Hickory, North Carolina.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brent has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Christopher Mcdonald's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1333 2nd St Ne Ste 303, Hickory, NC 28601September 5, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1333 2nd St Ne Suite 303, Hickory, NC 28601July 17, 2020 - September 7, 2023
SECURITIES AMERICA ADVISORS, INC.
July 17, 2020 - September 7, 2023
SECURITIES AMERICA, INC.
December 15, 2017 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
December 15, 2017 - July 17, 2020
INVESTACORP, INC.
June 25, 2010 - December 19, 2017
WOODBURY FINANCIAL SERVICES, INC.
June 25, 2010 - December 19, 2017
WOODBURY FINANCIAL SERVICES, INC.
February 17, 2009 - July 27, 2010
OMNISTAR FINANCIAL GROUP, INC.
June 7, 2006 - June 9, 2010
INVESTACORP, INC.
May 23, 2006 - December 31, 2008
OMNISTAR FINANCIAL GROUP, INC.
January 28, 2006 - May 3, 2006
ON INVESTMENT MANAGEMENT CO
September 17, 2004 - May 26, 2006
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
(9/3/2024)
(5/2/2025)
(9/5/2023)
(5/24/2024)
(1/5/2026)
(1/5/2026)
(9/5/2023)
(9/11/2023)
(9/5/2023)
(9/5/2023)
(7/2/2024)
(9/5/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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