Samuel H. Robert

VALMARK ADVISERS

Roanoke, TX

Some features on this profile are disabled

CRD#: 4845714

Professional summary

Samuel Hand Robert, who also goes by Samuel Robert, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Roanoke, Texas and VALMARK SECURITIES, INC. located in Roanoke, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Samuel has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Robert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

For various tax or corporate reasons this individual may be coded as an "Employee" or Independent Contractor of Newport Group, Inc., an affiliate of Newport Group Securities, Inc. This individual may offer insurance products through any of the Firm's affiliates. Please refer to the employment section of the U4 for information regarding this individual's position, title and date of employment. Hours devoted to each entity vary as dictated by corporate needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Hand Robert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2022 - Present

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

Roanoke, TX

Current

January 31, 2022 - Present

VALMARK SECURITIES, INC.

Office #2: 130 Springside Drive Suite 300, Akron, OH 44333

CRD#: 31243

Roanoke, TX

Past

January 5, 2018 - January 24, 2022

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

Dallas, TX

Past

May 19, 2011 - December 22, 2017

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

Dallas, TX

Past

May 12, 2011 - January 24, 2022

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

Dallas, TX

Past

September 12, 2007 - April 29, 2011

CLARK SECURITIES, INC.

CRD#: 43803

DALLAS, TX

Past

July 1, 2005 - January 3, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

ARLINGTON, TX

Past

July 1, 2005 - January 3, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ARLINGTON, TX

Past

November 12, 2004 - June 17, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DALLAS, TX

Past

October 25, 2004 - June 17, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/19/2024)

Arizona
(7/5/2023)

California
(1/3/2024)

Colorado
(2/19/2024)

Connecticut
(2/19/2024)

Florida
(2/19/2024)

Georgia
(7/5/2023)

Illinois
(3/20/2024)

Indiana
(2/19/2024)

Iowa
(3/18/2025)

Maryland
(2/19/2024)

Massachusetts
(2/19/2024)

Minnesota
(3/20/2024)

Mississippi
(6/14/2022)

Missouri
(3/18/2025)

Nevada
(3/20/2024)

New York
(2/19/2024)

North Carolina
(1/3/2024)

Oregon
(3/20/2024)

Pennsylvania
(7/11/2022)

South Dakota
(3/20/2024)

Texas
(1/31/2022)

IAR

Texas
(2/4/2022)

Virginia
(3/20/2024)

Washington
(2/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Samuel H. Robert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Hand Robert's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

CLARK SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2004

FINRA

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

Similar Advisors