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HD

Helen S. Demetriou

MIT ASSOCIATES
Tiburon, CA
Some features on this profile are disabled
CRD#: 4845036
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Professional summary


Helen S Demetriou, who also goes by Eleni S Demetriou, Helen S Demetriou, Elle Demetriou, is a registered financial professional currently at MIT ASSOCIATES, LLC located in Tiburon, California.

Helen is registered as a RR (Registered Representative) and started their career in finance in 2004. Helen has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eleni S Demetriou | Helen S Demetriou | Elle Demetriou

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Helen S Demetriou's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 18, 2022 - Present

MIT ASSOCIATES, LLC

BD
CRD#: 121171
Tiburon, CA
Past

October 27, 2021 - March 9, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

February 19, 2020 - October 5, 2021

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
Las Vegas, NV
Past

June 27, 2018 - February 28, 2020

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
Aliso Viejo, CA
Past

July 13, 2016 - June 1, 2018

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
MAHWAH, NJ
Past

April 2, 2012 - March 2, 2016

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
PARSIPPANY, NJ
Past

April 2, 2012 - March 2, 2016

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
PARSIPPANY, NJ
Past

September 29, 2009 - October 7, 2010

MORGAN STANLEY

RIA
CRD#: 149777
FLORHAM PARK, NJ
Past

August 21, 2009 - October 7, 2010

MORGAN STANLEY

BD
CRD#: 149777
FLORHAM PARK, NJ
Past

November 4, 2004 - July 15, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/19/2023)
RR
Alaska
(4/19/2023)
RR
Arizona
(4/19/2023)
RR
Arkansas
(4/19/2023)
RR
California
(10/12/2022)
RR
Colorado
(1/23/2023)
RR
Connecticut
(10/12/2022)
RR
Delaware
(4/19/2023)
RR
District of Columbia
(4/19/2023)
RR
Florida
(10/12/2022)
RR
Georgia
(10/12/2022)
RR
Hawaii
(4/19/2023)
RR
Idaho
(10/12/2022)
RR
Illinois
(10/21/2022)
RR
Indiana
(10/12/2022)
RR
Iowa
(4/19/2023)
RR
Kansas
(10/12/2022)
RR
Kentucky
(4/19/2023)
RR
Louisiana
(4/19/2023)
RR
Maine
(4/19/2023)
RR
Maryland
(4/19/2023)
RR
Massachusetts
(1/23/2023)
RR
Michigan
(4/19/2023)
RR
Minnesota
(10/12/2022)
RR
Mississippi
(4/19/2023)
RR
Missouri
(10/21/2022)
RR
Montana
(4/19/2023)
RR
Nebraska
(4/19/2023)
RR
Nevada
(12/20/2022)
RR
New Hampshire
(4/19/2023)
RR
New Jersey
(4/11/2022)
RR
New Mexico
(10/12/2022)
RR
New York
(10/12/2022)
RR
North Carolina
(4/19/2023)
RR
North Dakota
(4/19/2023)
RR
Ohio
(4/19/2023)
RR
Oklahoma
(4/19/2023)
RR
Oregon
(10/21/2022)
RR
Pennsylvania
(1/23/2023)
RR
Rhode Island
(4/19/2023)
RR
South Carolina
(4/19/2023)
RR
South Dakota
(4/19/2023)
RR
Tennessee
(4/19/2023)
RR
Texas
(10/12/2022)
RR
Utah
(10/12/2022)
RR
Vermont
(4/19/2023)
RR
Virginia
(1/23/2023)
RR
Washington
(3/20/2023)
RR
West Virginia
(4/19/2023)
RR
Wisconsin
(10/12/2022)
RR
Wyoming
(4/19/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MA
MIT ASSOCIATES, LLC
LIABILITY SOLUTIONS | MIT ASSOCIATES, LLC

CRD#: 121171 / SEC#: , 8-65386

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
85 Eastview Avenue, Tiburon, CA 94920
Mailing Address
Po Box 774, Tiburon, CA 94920
Phone number
(415) 860-3673
Established
California since 04/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MIT HOLDINGS, LLCOWNER OF MIT ASSOCIATES, LLC
FORD, DAVID WRENNCEO, CCO, MANAGING PARTNER1188531
HARLINE, LISA DESAIMANAGING PARTNER6565161
STEWART, SCOTT ALEXANDERFINOP6977422
THORNTON, STEVEN LEEPRINCIPAL4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MIT ASSOCIATES, LLC

CRD#: 121171Tiburon, CA

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