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CRD#: 121171
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MIT ASSOCIATES, LLC is located at 85 Eastview Avenue, Tiburon, CA 94920 and was first established at San Francisco, California in 04/17/2020. After operating for 5 years, MIT ASSOCIATES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MIT ASSOCIATES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MIT ASSOCIATES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MIT ASSOCIATES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MIT ASSOCIATES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MIT ASSOCIATES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MIT ASSOCIATES, LLC Comes From

Understanding the Statistics for MIT ASSOCIATES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
85 Eastview Avenue, Tiburon, CA 94920
Mailing Address
Po Box 774, Tiburon, CA 94920
Firm Size
Small
Phone Number
(415) 860-3673
Established
California since 04/17/2020
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MIT HOLDINGS, LLCOWNER OF MIT ASSOCIATES, LLC
FORD, DAVID WRENNCEO, CCO, MANAGING PARTNER1188531
HARLINE, LISA DESAIMANAGING PARTNER6565161
STEWART, SCOTT ALEXANDERFINOP6977422
THORNTON, STEVEN LEEPRINCIPAL4496384

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Advisor's working at MIT ASSOCIATES, LLC

JB

James Stemm Bonfils

Jim Bonfils, James Stemm Bonfils
RR
CRD#: 1594488
Location:
Tiburon, CA
Company:
MIT ASSOCIATES, LLC
Disclosures:
Experience:
34 years
View Profile
TV

Thomas Hazen Valverde

Tom Valverde, Thomas Hazen Valverde
RR
CRD#: 2342032
Location:
Tiburon, CA
Company:
MIT ASSOCIATES, LLC
Disclosures:
Experience:
32 years
View Profile
ST

Steven Lee Thornton

Steve Lee Thornton
RR
CRD#: 4496384
Location:
Pasadena, CA 91101
Company:
THE SPARTAN GROUP
Disclosures:
Experience:
26 years
View Profile
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