Jeremy J. Drake
Professional summary
Jeremy Joseph Drake was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeremy is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Jeremy had worked at 5 firms, which includes TRIMSAIL CAPITAL MANAGEMENT, HCR WEALTH ADVISORS, MORGAN STANLEY & CO. LLC, MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2017 - August 23, 2017
TRIMSAIL CAPITAL MANAGEMENT
March 3, 2009 - July 8, 2016
HCR WEALTH ADVISORS
April 2, 2007 - March 16, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - March 16, 2009
MORGAN STANLEY & CO. LLC
January 26, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
January 26, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
November 15, 2004 - February 6, 2007
UBS FINANCIAL SERVICES INC.
October 22, 2004 - February 6, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRIMSAIL CAPITAL MANAGEMENT
CRD#: 285914 / SEC#:
Contact information
Red Flags
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