AP
Adam V. Puff
HADDONFIELD FINANCIAL PLANNING LLC
Haddonfield, NJ 08033-2322
Some features on this profile are disabled
CRD#: 4844984
AP
Professional summary
Adam Van Voorhis Puff, AIF®, who also goes by Adam V Puff, Adam Puff, is a registered financial advisor currently at HADDONFIELD FINANCIAL PLANNING LLC located in Haddonfield, New Jersey.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Adam has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam V Puff | Adam Puff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIONS CLUB OF HADDONFIELD
POSITION: 3rd Vice President NATURE: Board Member/3rd Vice President Haddonfield Lions Club INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016
ADDRESS: PO Box 401, Haddonfield NJ 08033
DESCRIPTION: Local Community organization. We meet twice a month and hold a few events a year like a pasta fundraiser etc.
INSURANCE SALES
POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/23/2016
ADDRESS: 11 E Mount Vernon Ave, Haddonfield NJ 08033
DESCRIPTION: Insurance Sales through Higland Capital
STRATEGIC LIFE SOLUTIONS
POSITION: Insurance Sales NATURE: FMO for insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/25/2018
ADDRESS: 3 Pheasant Drive, Mt. Laurel NJ 08054, United States
DESCRIPTION: It's a Friendly Marketing Organization I would like to use to sell some Term and Whole Life insurance through.
Highland Capital
POSITION: Insurance Sales NATURE: FMO for insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/25/2018
ADDRESS: 20 Commerce Drive, Suite 150, Cranford, NJ 07106, United States
DESCRIPTION: It's a Friendly Marketing Organization I would like to use to sell some Term and Whole Life insurance through.
Haddonfield Educational Trust
Position: Board Member/ Head of the Investment Committee / Yes investment related. Number of hours a month 2. Start date 9/19/2018
Address: PO Box 178 Haddonfield, NJ 08033
Description: Community group who raises and disburses funds to help the local schools, teachers, and students with requests for funds that would fall outside of normal school operations.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Van Voorhis Puff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 27, 2018 - Present
HADDONFIELD FINANCIAL PLANNING LLC
Office #1: 205 N Haddon Ave, Haddonfield, NJ 08033-2322RIA
CRD#: 298177
Haddonfield, NJ
Past
June 21, 2016 - October 15, 2018
WEALTH MANAGEMENT ASSOCIATES, INC.
RIA
CRD#: 117606
CHERRY HILL, NJ
Past
June 17, 2016 - October 12, 2018
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Haddonfield, NJ
Past
September 4, 2009 - July 5, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
HADDONFIELD, NJ
Past
September 4, 2009 - July 5, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
HADDONFIELD, NJ
Past
December 4, 2008 - September 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MT. LAUREL, NJ
Past
December 4, 2008 - September 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MT. LAUREL, NJ
Past
August 29, 2006 - November 19, 2008
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
CHERRY HILL, NJ
Past
February 8, 2005 - November 19, 2008
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
CHERRY HILL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HADDONFIELD FINANCIAL PLANNING LLC
HADDONFIELD FINANCIAL PLANNING LLC | PUFF WEALTH MANAGEMENT LLC
CRD#: 298177 / SEC#: 801-131694
RIA
Registered Investment Advisory firm - (1/6/2025 Approved)New Jersey
Registered Investment Advisory firm - (1/30/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(9/27/2018)
IAR
Pennsylvania(10/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HF
HADDONFIELD FINANCIAL PLANNING LLC
HADDONFIELD FINANCIAL PLANNING LLC | PUFF WEALTH MANAGEMENT LLC
CRD#: 298177 / SEC#: 801-131694
RIA
Registered Investment Advisory firm - (1/6/2025 Approved)New Jersey
Registered Investment Advisory firm - (1/30/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/21/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 N Haddon Ave, Haddonfield, NJ 08033-2322
Mailing Address
Phone number
(856) 795-0471
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 498 |
| AUM (Assets Under Management) | $ 104,878,699 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
