John T. Gilbert

THE LEADERS GROUP

Summit, NJ 07901

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CRD#: 4844148

Professional summary

John Thomas Gilbert is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Thomas Gilbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

November 4, 2014 - December 31, 2016

OSAIC SERVICES, INC.

CRD#: 133763

WEST DES MOINES, IA

Past

November 10, 2010 - October 30, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

W. DES MOINES, IA

Past

January 7, 2008 - December 31, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WEST DES MOINES, IA

Past

January 1, 2005 - December 31, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WEST DES MOINES, IA

Past

October 25, 2004 - January 1, 2005

INTERLINK SECURITIES CORP.

CRD#: 30505

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2019)

Arizona
(1/3/2019)

Arkansas
(1/4/2019)

California
(1/3/2019)

Colorado
(1/14/2019)

Connecticut
(1/3/2019)

Delaware
(2/1/2019)

District of Columbia
(1/7/2019)

Florida
(1/3/2019)

Georgia
(11/14/2022)

Hawaii
(1/2/2019)

Idaho
(1/8/2019)

Illinois
(3/6/2019)

Indiana
(1/3/2019)

Iowa
(1/3/2017)

Kansas
(1/4/2019)

Kentucky
(1/4/2019)

Louisiana
(1/3/2019)

Maine
(1/3/2019)

Maryland
(1/7/2019)

Massachusetts
(1/18/2019)

Michigan
(1/4/2019)

Minnesota
(1/3/2019)

Mississippi
(1/3/2019)

Missouri
(1/4/2019)

Montana
(1/3/2019)

Nebraska
(1/3/2019)

Nevada
(1/9/2019)

New Hampshire
(1/8/2019)

New Jersey
(1/8/2019)

New Mexico
(1/3/2019)

New York
(1/9/2019)

North Carolina
(6/19/2018)

North Dakota
(6/12/2018)

Ohio
(6/19/2018)

Oklahoma
(1/14/2019)

Oregon
(6/22/2018)

Pennsylvania
(1/3/2019)

Rhode Island
(1/3/2019)

South Carolina
(1/3/2019)

South Dakota
(1/11/2019)

Tennessee
(1/4/2019)

Texas
(1/2/2019)

Utah
(1/3/2019)

Vermont
(6/20/2018)

Virginia
(1/2/2019)

Washington
(1/4/2019)

West Virginia
(1/9/2019)

Wisconsin
(1/3/2019)

Wyoming
(1/9/2019)

Exams

State Security Law Exam

Series 63

Date: 11/19/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/21/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.	SHAREHOLDER
PETERS, ROBERT WILLIAM	FINOP	1704577
RILEY, ZORAH JANE	CHIEF COMPLIANCE OFFICER	3015509
WICKERSHAM, SEAN DAVID	PRESIDENT	4994630

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John T. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Thomas Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

INTERLINK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/19/2004

SIE

Date: 10/1/2018

Series 6

Date: 10/21/2004

FINRA

Current Firm

THE LEADERS GROUP, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE LEADERS GROUP, INC.

TRUST BUT VERIFY

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