Suthipong R. Chitrathorn

CETERA INVESTMENT ADVISERS LLC

REDLANDS, CA 92374

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CRD#: 4844130

Professional summary

Suthipong Robert Chitrathorn, who also goes by Bob Chitrathorn, Suthipong Chitrathorn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Redlands, California and CETERA WEALTH SERVICES, LLC located in Redlands, California.

Suthipong is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Suthipong has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Chitrathorn | Suthipong Chitrathorn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suthipong Robert Chitrathorn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1425 W Lugonia Ave, Redlands, CA 92374Office #2: 26151 Mayberry St, Loma Linda, CA 92354

RIA

CRD#: 105644

REDLANDS, CA

Current

December 16, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1425 W Lugonia Ave, Redlands, CA 92374Office #2: 26151 Mayberry St, Loma Linda, CA 92354

CRD#: 13572

Redlands, CA

Past

October 4, 2022 - December 17, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

CORONA, CA

Past

November 1, 2016 - December 22, 2025

MARINER ADVISOR NETWORK

RIA

CRD#: 283824

Corona, CA

Past

September 13, 2016 - March 28, 2017

WEALTHPLAN PARTNERS

RIA

CRD#: 158935

Corona, CA

Past

August 23, 2016 - December 17, 2025

LPL FINANCIAL LLC

CRD#: 6413

CORONA, CA

Past

November 23, 2015 - September 12, 2016

TRILOGY CAPITAL, INC.

RIA

CRD#: 281597

Corona, CA

Past

January 21, 2009 - August 25, 2016

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

CORONA, CA

Past

August 24, 2004 - August 25, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

CORONA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/22/2025)

Arizona
(12/16/2025)

California
(12/16/2025)

IAR

California
(12/17/2025)

Colorado
(12/16/2025)

Florida
(12/16/2025)

Georgia
(12/16/2025)

Idaho
(12/16/2025)

Kansas
(12/16/2025)

Kentucky
(1/21/2026)

Minnesota
(12/16/2025)

Missouri
(12/16/2025)

Nevada
(12/16/2025)

New York
(12/16/2025)

North Carolina
(12/16/2025)

Oklahoma
(12/16/2025)

Oregon
(12/16/2025)

South Carolina
(12/16/2025)

Tennessee
(12/16/2025)

Texas
(12/16/2025)

IAR

Texas
(12/16/2025)

Washington
(12/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/23/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Suthipong R. Chitrathorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suthipong Robert Chitrathorn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

MARINER ADVISOR NETWORK

WEALTHPLAN PARTNERS

LPL FINANCIAL LLC

TRILOGY CAPITAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2008

Series 63

Date: 9/20/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/30/2013

Series 6

Date: 8/23/2004

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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