Joena N. Bartolini Mitchell
Professional summary
Joena Nicole Bartolini Mitchell, who also goes by Jodi Bartolini, Joena Nicole Bartolini, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Joena is registered as a RR (Registered Representative) and started their career in finance in 2005. Joena has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joena Nicole Bartolini Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414February 5, 2020 - November 30, 2022
RAYMOND JAMES & ASSOCIATES, INC.
February 4, 2020 - November 30, 2022
RAYMOND JAMES & ASSOCIATES, INC.
March 13, 2015 - November 30, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 6, 2015 - November 30, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 11, 2007 - February 24, 2015
RAYMOND JAMES & ASSOCIATES, INC.
November 13, 2006 - February 24, 2015
RAYMOND JAMES & ASSOCIATES, INC.
May 31, 2006 - July 27, 2006
T. ROWE PRICE ADVISORY SERVICES, INC.
August 17, 2005 - July 27, 2006
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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