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Christopher Treville George

ENTORO SECURITIES
HOUSTON, TX
·CRD# 4844002·21 years experience

Professional Summary

Christopher Treville George is a registered financial advisor currently at ENTORO SECURITIES, LLC located in Houston, Texas. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

ENTORO SECURITIES, LLC·CRD# 35192
BD
7941 Katy Freeway Suite 516, Houston, TX 77024
August 17, 2018 - Present
CROSS POINT CAPITAL LLC·CRD# 136223
BD
New York, NY
August 25, 2016 - August 10, 2018
MM GLOBAL SECURITIES, INC.·CRD# 2509
BD
New York, NY
August 17, 2015 - July 25, 2016
COLORADO FINANCIAL SERVICE CORPORATION·CRD# 104343
BD
Centennial, CO
October 17, 2014 - May 21, 2015
CAPNET SECURITIES CORPORATION·CRD# 23669
BD
Houston, TX
February 11, 2013 - October 3, 2013
QUANTUM SECURITIES, INC.·CRD# 130224
BD
Boca Raton, FL
April 29, 2010 - May 12, 2011
STARLIGHT FUNDING INVESTMENTS, LLC·CRD# 103957
BD
Berkeley, CA
July 8, 2008 - October 30, 2008
CAPITAL ONE SECURITIES, INC.·CRD# 44158
BD
New Orleans, LA
June 21, 2005 - July 17, 2007

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Current Firm

ES
ENTORO SECURITIES, LLC

CLEARINGHOUSE SECURITIES LLC | THE PETROLEUM CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE II, LLC | THE OGA CLEARINGHOUSE, INC. | ENTORO SECURITIES, LLC

CRD#: 35192 / SEC#: 8-46630
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

7941 Katy Freeway Suite 516, Houston, TX 77024

Mailing Address

7941 Katy Freeway Suite 516, Houston, TX 77024

Phone Number

(713) 823-2900

Established

Delaware since 05/28/2008

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTORO CAPITAL LLC (WY)SOLE MEMBER—
COPSON, MEIHUIREGISTERED PRINCIPAL7187064
COPSON, MEIHUIAML COMPLIANCE PRINCIPAL7187064
GOODIN, DIANE MARIEFINOP3117840
ROW, CATALINA ELIZABETHREGISTERED PRINCIPAL7631359
ROW, JAMES CAVEDODESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1751837

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(8/17/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2014About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Apr 2006About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jul 2005About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Treville George's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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