Andrew J. Dziedzic

PREPARED RETIREMENT INSTITUTE LLC

Lansdale, PA 19446

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CRD#: 4843929

Professional summary

Andrew John Dziedzic, who also goes by Andrew John Dziedzic Mr, Andy Dziedzic, is a registered financial advisor currently at PREPARED RETIREMENT INSTITUTE LLC located in Lansdale, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew John Dziedzic Mr | Andy Dziedzic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TAX PREPARATION SERVICES. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Dziedzic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2020 - Present

PREPARED RETIREMENT INSTITUTE LLC

Office #1: 105 Montgomery Ave. Suite 1053, Lansdale, PA 19446

RIA

CRD#: 309663

Lansdale, PA

Past

April 17, 2013 - April 12, 2024

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

MONTGOMERYVILLE, PA

Past

March 21, 2013 - April 12, 2024

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

MONTGOMERYVILLE, PA

Past

December 3, 2012 - March 21, 2013

SYMETRA SECURITIES, INC.

CRD#: 739

BELLEVUE, WA

Past

June 1, 2012 - December 3, 2012

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

December 14, 2005 - May 31, 2012

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

January 12, 2005 - December 1, 2005

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREPARED RETIREMENT INSTITUTE LLC

CRD#: 309663 / SEC#: 801-122432

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

New Jersey

Registered Investment Advisory firm - (10/5/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/5/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PREPARED RETIREMENT INSTITUTE LLC

CRD#: 309663 / SEC#: 801-122432

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

New Jersey

Registered Investment Advisory firm - (10/5/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/5/2021 Terminated)

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Contact information

Main Address

105 Montgomery Ave. Suite 1053, Lansdale, PA 19446

Mailing Address

Phone number

(215) 997-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREPARED RETIREMENT INSTITUTE LLC ADV BROCHURE (10/24/2025)

Regulatory assets under management

Total Number of Accounts	958
AUM (Assets Under Management)	$ 300,970,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew J. Dziedzic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Dziedzic's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

SYMETRA SECURITIES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

SENTINEL FINANCIAL SERVICES COMPANY

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

PREPARED RETIREMENT INSTITUTE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2013

Series 63

Date: 10/18/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2013

Series 6

Date: 9/8/2004

Current Firm

PREPARED RETIREMENT INSTITUTE LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREPARED RETIREMENT INSTITUTE LLC

TRUST BUT VERIFY

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