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Dolores E. Meza

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CRD#: 4843613
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dolores E Meza, who also goes by Enrique Meza, Henry Meza, was a registered financial professional .

Dolores is a previously registered financial professional and started their career in finance in 2008. Dolores had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Enrique Meza | Henry Meza

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 22, 2008 - June 24, 2014

PACIFIC CORNERSTONE CAPITAL INCORPORATED

BD
CRD#: 40397
IRVINE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/10/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PC
PACIFIC CORNERSTONE CAPITAL INCORPORATED
PACIFIC CORNERSTONE CAPITAL INCORPORATED | ROBERT JEFFERIES INCORPORATED

CRD#: 40397 / SEC#: , 8-49023

BD
Terminated by SEC on 08/11/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 11/21/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ROUSSEL, TERRY GERARDOWNER1096602
PIZZURRO, ALFRED JOSEPHOWNER/CEO/CCO2384936
GARRARD, JAMES WAYNECFO/FINOP4449744

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PACIFIC CORNERSTONE CAPITAL INCORPORATED

CRD#: 40397

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