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Alfred Joseph Pizzurro

CRD# 2384936·Registered 1993 - 2021
Previously Registered: Being a previously registered professional could mean that Alfred is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alfred Joseph Pizzurro, who also goes by Al Pizzurro, was a registered financial advisor. Alfred was a previously registered financial professional and started their career in finance 1993 - 2021. Alfred had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Al Pizzurro

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CAPULENT LLC·CRD# 155155
BD
Irvine, CA
November 7, 2020 - March 15, 2021
CAPULENT LLC·CRD# 155155
BD
Lake Forest, CA
October 20, 2017 - November 16, 2018
BOUSTEAD SECURITIES, LLC·CRD# 141391
BD
Irvine, CA
July 23, 2016 - October 16, 2017
BROKERBANK SECURITIES, INC.·CRD# 130116
BD
Minnetonka, MN
February 6, 2015 - June 1, 2016
PACIFIC CORNERSTONE CAPITAL INCORPORATED·CRD# 40397
BD
Santa Ana, CA
September 13, 2013 - June 3, 2014
FALLBROOK CAPITAL SECURITIES CORP.·CRD# 101180
BD
Calabasas, CA
March 25, 2011 - December 4, 2012
PACIFIC CORNERSTONE CAPITAL INCORPORATED·CRD# 40397
BD
Irvine, CA
March 7, 2000 - March 4, 2010
PRIVATE INVESTORS EQUITY GROUP·CRD# 15685
BD
Calabasas, CA
September 17, 1999 - July 19, 2000
PACIFIC CORNERSTONE FINANCIAL INCORPORATED·CRD# 24749
BD
May 13, 1998 - April 7, 1999
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Los Angeles, CA
October 3, 1995 - December 31, 1996
LAZAR FREDERICK & COMPANY·CRD# 15615
BD
Beverly Hills, CA
October 20, 1993 - March 22, 1994

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Current Firm

CL
CAPULENT LLC

BARNARD/MONTAGUE SECURITIES, LLC | CROWDTRADE | CAPULENT SECURITIES | CAPULENT LLC | BERING STRAIT CAPITAL, LLC | BERING STRAIT CAPITAL , LLC

CRD#: 155155 / SEC#: 8-68699
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3200 E Camelback Rd Ste 130, Phoenix, AZ 85018

Mailing Address

3200 E Camelback Rd Ste 130, Phoenix, AZ 85018

Phone Number

(800) 255-5181

Established

California since 06/04/2010

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BACHMAN, JUSTIN MATTHEWCEO6412695
AMYS, JENNIFER TMEMBER—
FERNANDEZ, EDWARD ERICMEMBER2956661
COLLINS, ELIZABETH SARAHFINOP/CFO/POO/PFO4714831
HSU, DAVID CHENG-WEICCO4140214

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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